Search Results | Showing 81 - 90 of 633 results for "derivatives" |
| | | ... authorisations, the number of advisers who can advise on securities has declined 14.9% over three years. Meanwhile, derivatives and foreign exchange contracts have seen the largest percentage declines in adviser authorisations over three years. Authorisations ... |
| | | | ... about $4.7 million. Still, Westpac pre-hedged up to 50% of the interest rate risk by trading "significant volumes" of derivatives in the market prior to execution. The Court added that Westpac failed to obtain client consent or give full and clear disclosure ... |
| | | | ... access a spot Bitcoin ETF legally and compliantly, rather than through futures, cash-settled products, or trading derivatives. Global X senior product and investment strategist David Tuckwell noted that the SEC's move to list Bitcoin ETFs on regulated ... |
| | | | The corporate regulator recently suspended the AFSL of Melbourne-based over-the-counter (OTC) derivatives issuer Prospero Markets (Prospero). The penalty comes after the Forex and CFD trading platform, which services mainly Chinese-speaking clients ... |
| | | | ... protect valuations against a rising AUD. Selling USD against the AUD via foreign exchange spot and over the counter derivatives, the fund provides investors with up to three times leveraged exposure to the exchange rate, which means that for investors ... |
| | | | ... remediation. Of the amount paid, $13.1 million went to 523 clients of Oztures Trading, which traded as Binance Australia Derivatives, due to its incorrect classification of retail clients as wholesale clients. This was paid in two tranches, first in ... |
| | | | ... asset servicing and custody clients. For example, Dubois said: "BNP Paribas can offer solutions to manage client's derivatives, particularly listed derivatives, execution and clearing, together." "We have also put in place efficient execution to ... |
| | | | ... margin rules obligations, which require financial institutions to post collateral to back up their non-cleared OTC derivatives trades in order to mitigate counterparty risk. The mandate compliments the existing relationship between UniSuper and BNP Paribas ... |
| | | | ... changed. The fund invests in global listed equities, either in direct equities, ETFs and other index exposures, and derivatives, cash, currency, and options. It charges 0.89% p.a. in management fees. The fund is primarily a defensive, low volatility ... |
| | | | ... and distribution obligations (DDO). The newly published Report 770 Design and distribution obligations: Retail OTC derivatives found that most issuers produce deficient TMDs and fail to meet DDO. Based on its findings, ASIC warned that it will not hesitate ... |
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