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Showing 101 - 110 of 633 results for "derivatives"

Cboe launches first ever global listing network

CASSANDRA BALDINI  |  TUESDAY, 6 JUN 2023
... launched a global listing network facilitating access to capital and secondary liquidity for companies and ETFs. The derivatives and exchange network said Cboe Global Listings is "the first-of-its-kind," and has plans to launch in Australia following ...

Collapsed trading house hit with charges

CHLOE WALKER  |  MONDAY, 5 JUN 2023
Two former directors of collapsed retail over-the-counter derivatives provider Berndale Capital Securities have been charged with dishonesty offences, including misusing over $1 million in company funds. Stavro D'Amore and Daniel Kirby are alleged to ...

Frontier overhauls research function

ELIZABETH FRY  |  FRIDAY, 2 JUN 2023
... and private markets, reflecting a shift in focus. The asset consultant will continue to cover bonds, currency and derivatives and expects to devote more resources to those asset classes. Iain McMahon will head up this team (as the head of bonds, currency ...

ASIC issues stop orders to Saxo

CASSANDRA BALDINI  |  FRIDAY, 19 MAY 2023
... to address ASIC's concerns, the regulator said. The interim orders prohibited Saxo from issuing eight types of derivatives to retail clients and opening trading accounts for new retail clients to trade in those derivatives. The derivatives included ...

Australia lags in global fund disclosure: Morningstar

ANDREW MCKEAN  |  THURSDAY, 18 MAY 2023
... disclosure requirement is obscure, preventing scrutiny or informed analysis, the report continued. "The grouping of derivatives into types is meaningless. Take swaps: Is this swapping the return of a volatile asset or a relatively stable interest rate?" ...

AFCA appoints lead ombudsman, investments and advice

CHLOE WALKER  |  TUESDAY, 9 MAY 2023
... a decade. "He is a respected specialist in investments and advice complaints, in areas such as financial planning, derivatives, managed funds, timeshare, cryptocurrency and stockbroking," Smith said. "Shail has forged strong relationships with key stakeholders ...

Australian Retirement Trust names risk heads

ELIZABETH FRY  |  MONDAY, 1 MAY 2023
... joined Suncorp from QIC where he spent six years in risk and compliance. He started his career on the dealing desk as a derivatives trader in London. Meanwhile, Piggott was promoted from senior risk manager, a role she also had at QSuper for 11 years ...

Morningstar downgrades PIMCO, Vanguard funds

JAMIE WILLIAMSON  |  THURSDAY, 27 APR 2023
... dulls its lustre slightly... This ESG variant does charge a premium, compounded by higher additional expenses from derivatives, and this sets it back a touch under our ratings framework." Meanwhile, on the global credit product, Morningstar said "it ...

US platform bids for Yieldbroker

JAMIE WILLIAMSON  |  THURSDAY, 27 APR 2023
Local bond and derivatives trading platform Yieldbroker, which is 43% owned by the ASX, is in talks with a US counterpart over a potential sale. New York-based Tradeweb Markets is in advanced discussions to by Yieldbroker under an all-cash deal valued ...

Adviser complaints rise, super complaints decrease

KARREN VERGARA  |  WEDNESDAY, 19 APR 2023
... housing finance (8.8%), consumer loans (8.7%), credit cards (7.6%), superannuation account administration (4.7%) and derivatives or hedging securities (3.3%). As at April 1, there were 53 financial firms deemed insolvent garnering 4886 complaints. AFCA ...