Search Results | Showing 91 - 100 of 633 results for "derivatives" |
| | | ... and related securities services for cross-border transactions involving domestic and international bonds, equities, derivatives, and investment funds. NZ Super Fund head of direct investments Will Goodwin said the transaction provided a rare opportunity ... |
| | | | ... The loss was attributed to Barrenjoey largely completing the build out of its business lines, namely fixed income derivatives, equity financing, and private capital. "Barrenjoey continued its focus on growing market share and diversifying revenues during ... |
| | | | ... advising for 34 years after an investigation found, among other violations, that he misappropriated funds and dealt in derivatives without the proper authorisations. Donald James Cuthbertson, the founder and director of Professional Wealth Management ... |
| | | | ... the significance of adhering to DDO. "That, of course, will protect other investors from exposure to these high-risk derivatives," Court said. She labelled CFDs as "high-risk, complex and volatile investment products." "ASIC has long had concerns about ... |
| | | | ... applied. Meanwhile, the market maker exemption would apply to those providing services that involve making a market for derivatives that are able to be traded on a specified licensed market. Those who use this exemption must also comply with the rules ... |
| | | | ... that until 12 July 2024 the company may provide limited financial services that relate to the termination of existing derivatives with clients. It added the cancellation has no effect on requirements for FTX Australia to continue as a member of the Australian ... |
| | | | ... bonds, global syndicated loans, investment-grade securities, global capital securities, asset-backed securities and derivatives. Today, the fund manages over $500 million in funds under management (FUM) with positive returns recorded over past five years. ... |
| | | | ... Asset Services received 63 complaints for the period. A little-known firm called Best Leader Markets which operates derivatives, forex margin trading and CFDs, received 614 complaints between July and December 2022. Separately, ASIC has recently called ... |
| | | | ... regulator's agenda in the short term, with AI taking up a "high and important priority". Longo told the ISDA/AFMA Derivatives Forum that ASIC will be deeply involved in assessing how the risks and opportunities that come from AI will impact the markets ... |
| | | | ... cash management and liquidity solutions. Wootton will cover South Asia and Pacific regions. He'll be responsible for derivatives and execution clearing, digital, global custody, and local custody. The co-heads will report to head of Asia Pacific for ... |
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