Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 81 - 90 of 210 results for "Stockbrokers"

FASEA extension hits snag

ELIZABETH MCARTHUR  |  FRIDAY, 12 JUN 2020
... Which-Wilson said the Greens would support the amendment too, and that the party had proposed a similar measure before. The Stockbrokers and Financial Advisers Association (SAFAA) said the failure to pass the bill has put livelihoods at risk. "It is ...

Confusion over RG 146 requirements

ELIZABETH MCARTHUR  |  WEDNESDAY, 10 JUN 2020
The Stockbrokers and Financial Advisers Association (SAFAA) has sought clarity from ASIC on what continuous professional development (CPD) financial advisers are still required to do. SAFAA chief executive Judith Fox said that the association was getting ...

Powerwrap adds Chi-X offering

ALLY SELBY  |  TUESDAY, 21 APR 2020
... innovative products that are not available on traditional securities exchanges," he said. "Growing our relationships with stockbrokers, wealth management groups, platform providers and financial advisers is a key part of our vision to help Australians ...

WealthO2 appoints national BDM

ALLY SELBY  |  WEDNESDAY, 4 MAR 2020
... analyst. Gilmore has more than 22 years' experience in financial services, including nine as head of education for the Stockbrokers and Financial Advisers Association. Moore, meanwhile, joins WealthO2 from HUB24 Custodial Services, where he worked in ...

More courses get FASEA approval

ELIZABETH MCARTHUR  |  FRIDAY, 21 FEB 2020
... FASEA has approved applications for the recognition of coursework from the Australian Financial Advisers (AFA) and Stockbrokers and Financial Advisers Association (SAFAA) as part of its education standards for financial advisers. Advisers who have completed ...

Why joint effort is required in advice

ELIZABETH MCARTHUR  |  THURSDAY, 5 DEC 2019
... Phil Kewin, chief executive of the Association of Financial Advisers, was present along with Judith Fox from the Stockbrokers and Financial Advisers Association and John Maroney from the SMSF Association. Representatives from the Financial Services Council ...

Cashwerkz, Complii partner to automate compliance

ALLY SELBY  |  TUESDAY, 3 DEC 2019
... partnered with Complii FinTech Solutions; a secure, centralised digital platform, to automate the compliance process for stockbrokers and financial advisers. Complii software automates, records and reports on regulation requirements by ensuring ongoing ...

High net worths want more: Research

HARRISON WORLEY  |  FRIDAY, 8 NOV 2019
... needs of HNW were no longer siloed like previously, with the proportion of ultra-high net worths using full service stockbrokers now just half of what it was five years ago. "They're feeling that their needs aren't necessarily being met because their ...

Code monitoring move disappoints industry

ELIZABETH MCARTHUR  |  MONDAY, 14 OCT 2019
... industry, including the Association of Financial Advisers, the Financial Planning Association of Australia and the Stockbrokers and Financial Advisers Association (SAFAA). Frydenberg and Hume said in a joint statement that the government will work towards ...

BT advice boss lands new role

KANIKA SOOD  |  WEDNESDAY, 7 AUG 2019
... public. Xplore Wealth offers platform, administration and technology solutions for about $13.5 billion in funds from stockbrokers, wealth managers and financial advisory firms. The company's share price has tumbled almost 57% in the last year. It ...