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Showing 81 - 90 of 212 results for "Stockbrokers"

Advice disciplinary body delayed

KARREN VERGARA  |  FRIDAY, 28 AUG 2020
... as recommended by the financial services Royal Commission, is set to be up and running in mid-2021, Hume told the Stockbrokers and Financial Advisers Association Virtual Conference this morning. The federal government is still working through the design ...

FASEA extension passes

ELIZABETH MCARTHUR  |  WEDNESDAY, 17 JUN 2020
... remain practicing. Only about half the advisers on the ASIC Financial Adviser Register have sat the exam so far. The Stockbrokers and Financial Advisers Association chief executive Judith Fox welcomed the news. "Brokers and advisers have been put through ...

FASEA extension hits snag

ELIZABETH MCARTHUR  |  FRIDAY, 12 JUN 2020
... Which-Wilson said the Greens would support the amendment too, and that the party had proposed a similar measure before. The Stockbrokers and Financial Advisers Association (SAFAA) said the failure to pass the bill has put livelihoods at risk. "It is ...

Confusion over RG 146 requirements

ELIZABETH MCARTHUR  |  WEDNESDAY, 10 JUN 2020
The Stockbrokers and Financial Advisers Association (SAFAA) has sought clarity from ASIC on what continuous professional development (CPD) financial advisers are still required to do. SAFAA chief executive Judith Fox said that the association was getting ...

Powerwrap adds Chi-X offering

ALLY SELBY  |  TUESDAY, 21 APR 2020
... innovative products that are not available on traditional securities exchanges," he said. "Growing our relationships with stockbrokers, wealth management groups, platform providers and financial advisers is a key part of our vision to help Australians ...

WealthO2 appoints national BDM

ALLY SELBY  |  WEDNESDAY, 4 MAR 2020
... analyst. Gilmore has more than 22 years' experience in financial services, including nine as head of education for the Stockbrokers and Financial Advisers Association. Moore, meanwhile, joins WealthO2 from HUB24 Custodial Services, where he worked in ...

More courses get FASEA approval

ELIZABETH MCARTHUR  |  FRIDAY, 21 FEB 2020
... FASEA has approved applications for the recognition of coursework from the Australian Financial Advisers (AFA) and Stockbrokers and Financial Advisers Association (SAFAA) as part of its education standards for financial advisers. Advisers who have completed ...

Why joint effort is required in advice

ELIZABETH MCARTHUR  |  THURSDAY, 5 DEC 2019
... Phil Kewin, chief executive of the Association of Financial Advisers, was present along with Judith Fox from the Stockbrokers and Financial Advisers Association and John Maroney from the SMSF Association. Representatives from the Financial Services Council ...

Cashwerkz, Complii partner to automate compliance

ALLY SELBY  |  TUESDAY, 3 DEC 2019
... partnered with Complii FinTech Solutions; a secure, centralised digital platform, to automate the compliance process for stockbrokers and financial advisers. Complii software automates, records and reports on regulation requirements by ensuring ongoing ...

High net worths want more: Research

HARRISON WORLEY  |  FRIDAY, 8 NOV 2019
... needs of HNW were no longer siloed like previously, with the proportion of ultra-high net worths using full service stockbrokers now just half of what it was five years ago. "They're feeling that their needs aren't necessarily being met because their ...