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Showing 71 - 80 of 215 results for "Stockbrokers"

Montaka Global inks new distribution deal

ELIZABETH MCARTHUR  |  TUESDAY, 2 NOV 2021
... gain distribution rights to all Montaka funds in the retail intermediary channel in Australia. That channel includes stockbrokers, financial advisers, and their consultants. Montaka, in turn, will gain access to the distribution capabilities of Hillcrest's ...

CSLR unfairly locks out some victims: Maurice Blackburn

ELIZABETH MCARTHUR  |  MONDAY, 16 AUG 2021
... Planning Association of Australia, Institute of Public Accountants, SMSF Association, Association of Financial Advisers, Stockbrokers and Financial Advisers Association, and the Boutique Financial Planning Principals Association have also opposed the ...

Industry associations slam last resort scheme

KARREN VERGARA  |  FRIDAY, 13 AUG 2021
... Planning Association of Australia, Institute of Public Accountants, SMSF Association, Association of Financial Advisers, Stockbrokers and Financial Advisers Association, and the Boutique Financial Planning Principals Association are pushing the federal ...

ASIC industry levy to increase

KARREN VERGARA  |  FRIDAY, 23 JUL 2021
... levy, and for the year-on-year increases to better reflect the capacity of the financial planning profession. The Stockbrokers and Financial Advisers Association chief executive Judith Fox said the levy increases are not sustainable and are unfairly ...

FinClear to acquire BNY subsidiary

KARREN VERGARA  |  THURSDAY, 10 JUN 2021
... over an appropriate period of time," he said. The acquisition will enable FinClear to expand its services to larger stockbrokers. FinClear provides trades, clearing and settlement services, as well as technology solutions to wholesale intermediaries ...

Draft advice reforms not enough: FPA

JAMIE WILLIAMSON  |  WEDNESDAY, 19 MAY 2021
... recommended its Financial Services and Credit Panel serve as the single disciplinary body, which would also actuaries, stockbrokers and insurers where they are providing personal financial advice. Consultation on the matter concluded on May 14.

Government opens consultation on key advice reforms

JAMIE WILLIAMSON  |  MONDAY, 19 APR 2021
... proposing new penalties and sanctions for those who have breached their obligations. It will also apply for actuaries, stockbrokers and insurers where they are providing personal financial advice. The draft legislation also introduces the highly anticipated ...

HNWs change views on advice

ELIZABETH MCARTHUR  |  TUESDAY, 13 APR 2021
... has not led to greater uptake of advice. Over the last 12 months, the use of financial advisers (19%) full-service stockbrokers (15%), wealth managers (7%) and private banks (5%) among HNWs has largely remained static. "The disjoint between the positive ...

Fund manager expands, hires two executives

KARREN VERGARA  |  THURSDAY, 4 FEB 2021
... director at Macquarie Agricultural Funds Management, a wealth management joint venture in India, managing a team of stockbrokers focused on the financial advisory space. Scott told Financial Standard : "I was attracted to the Holon business as a result ...

360 Capital raises bid for Evans Dixon

KANIKA SOOD  |  FRIDAY, 11 DEC 2020
... it is considering whether to proceed on the takeover on its own to tie up with other interested parties including stockbrokers, wealth managers and other fund managers. Evans Dixon has had a rough year. The firm posted a statutory loss of $30.5 million ...