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Showing 51 - 60 of 216 results for "Stockbrokers"

Advisers should leverage US tech blueprint: SIAA panel

KARREN VERGARA  |  TUESDAY, 14 MAY 2024
... advice industry cannot be left behind and should learn from the blueprint it has laid out, investment experts told the Stockbrokers and Investment Advisers Association (SIAA) Conference this morning. Speaking on a panel discussing market innovation ...

Advisers must unite for major reforms: SIAA

KARREN VERGARA  |  THURSDAY, 9 MAY 2024
... through another of period of reforms that will ultimately make advice accessible and affordable, this year's Stockbrokers and Investment Advisers Association (SIAA) Conference will hear. Amid the first set of changes the Delivering Better Financial ...

The risks and opportunities in advice: SIAA

KARREN VERGARA  |  TUESDAY, 30 APR 2024
This year's Stockbrokers and Investment Advisers Association (SIAA) Conference will take a deep dive into how major financial advice reforms will impact superannuation funds and how they are preparing to help Australians particularly retirees access ...

Macquarie Bank to pay $10m for unauthorised fee transactions

ELIZA BAVIN  |  MONDAY, 22 APR 2024
... a financial services business. Macquarie enabled its customers to give third parties, such as financial advisers, stockbrokers and accountants, different levels of authority to transact on their accounts, including a limited authority to withdraw the ...

AAC at centre of billionaire insider trading scheme

CHLOE WALKER  |  WEDNESDAY, 26 JUL 2023
... advised two acquaintances - private pilots - to sell the AAC shares they owned, which they both attempted to do via stockbrokers, but the sales weren't completed before AAC made the losses public. Its share price dropped 12.3% from the prior day ...

Industry welcomes experience pathway consultation

CASSANDRA BALDINI  |  WEDNESDAY, 19 APR 2023
... providing clarity and appropriate flexibility to financial advisers about their education requirements." Meanwhile, Stockbrokers and Investment Advisers Association (SIAA) also praised the government's progress and said it's been advocating for ...

Economic landscape spurs advice model rethink

KARREN VERGARA  |  TUESDAY, 28 FEB 2023
... client experience. "The return of inflation has also sparked a rethink of advice models. We're seeing traditional stockbrokers and private client advisers move into strategic financial advice because they recognise that it is going to get harder ...

My mind has not been changed: Levy

CASSANDRA BALDINI  |  WEDNESDAY, 8 FEB 2023
... of the reason for this Review." She stressed that relevant providers (financial advisers, financial planners and stockbrokers) will, in "some circumstances", be the only ones to provide advice. "Advice must be provided by a financial adviser (relevant ...

Associations call for improved access to financial advice

ANDREW MCKEAN  |  FRIDAY, 3 FEB 2023
... Andrew Conway, Licensee Leadership Forum chief executive Neil Younger, SMSF Association chief executive John Maroney, Stockbrokers and Investment Advisers Association chief executive Judith Fox, The Advisers Association chief executive Neil Mcdonald ...

HNWs shunning professional advice: Research

CHLOE WALKER  |  TUESDAY, 20 SEP 2022
... popular source of advice was a financial adviser (15% down from 18% in 2021), followed by accountants and full-service stockbrokers. However, an estimated 53,000 of HNWs are still open to a relationship with a new private wealth adviser (of which 14,000 ...