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Showing 51 - 60 of 175 results for "Stockbrokers"

Why joint effort is required in advice

ELIZABETH MCARTHUR  |  THURSDAY, 5 DEC 2019
... Phil Kewin, chief executive of the Association of Financial Advisers, was present along with Judith Fox from the Stockbrokers and Financial Advisers Association and John Maroney from the SMSF Association. Representatives from the Financial Services Council ...

Cashwerkz, Complii partner to automate compliance

ALLY SELBY  |  TUESDAY, 3 DEC 2019
... partnered with Complii FinTech Solutions; a secure, centralised digital platform, to automate the compliance process for stockbrokers and financial advisers. Complii software automates, records and reports on regulation requirements by ensuring ongoing ...

High net worths want more: Research

HARRISON WORLEY  |  FRIDAY, 8 NOV 2019
... needs of HNW were no longer siloed like previously, with the proportion of ultra-high net worths using full service stockbrokers now just half of what it was five years ago. "They're feeling that their needs aren't necessarily being met because their ...

Code monitoring move disappoints industry

ELIZABETH MCARTHUR  |  MONDAY, 14 OCT 2019
... industry, including the Association of Financial Advisers, the Financial Planning Association of Australia and the Stockbrokers and Financial Advisers Association (SAFAA). Frydenberg and Hume said in a joint statement that the government will work towards ...

BT advice boss lands new role

KANIKA SOOD  |  WEDNESDAY, 7 AUG 2019
... public. Xplore Wealth offers platform, administration and technology solutions for about $13.5 billion in funds from stockbrokers, wealth managers and financial advisory firms. The company's share price has tumbled almost 57% in the last year. It ...

Association names new chief

JAMIE WILLIAMSON  |  WEDNESDAY, 10 JUL 2019
The Stockbrokers and Financial Advisers Association will welcome a new chief executive at the end of August. SAFAA chief executive Andrew Green announced his intention to step down at the association's recent annual conference. Succeeding him will ...

Financial advisers evolving as wealth managers: Report

KARREN VERGARA  |  MONDAY, 4 MAR 2019
... stock pickers, according to Investment Trends. The research firm's survey of nearly 1000 financial planners and stockbrokers found about one in four (25%) call themselves wealth managers, while 14% like to be known as investment managers. The 2018 ...

Australia Day honours recognise industry stalwarts

JAMIE WILLIAMSON  |  TUESDAY, 29 JAN 2019
... for distinguished service to the financial and stockbroking sectors and the community. Morris is also chair of the Stockbrokers and Financial Advisors Association and of the Brisbane Broncos. He is also a member of JP Morgan Australia's advisory ...

Advice associations combine for code monitoring

DARREN SNYDER  |  TUESDAY, 18 DEC 2018
... Financial Services Institute of Australasia (FINSIA); Self-Managed Super Fund Association (SMSF Association); and Stockbrokers and Financial Advisers Association (SAFAA). FPA chief executive Dante De Gori said this is an important step forward for the ...

ASIC appoints to disciplinary panel

KANIKA SOOD  |  FRIDAY, 30 NOV 2018
Heads from stockbrokers Macquarie Securities and Morgans are among new appointees to a peer review panel at ASIC. The corporate regulator has added four members to its markets disciplinary panel, which peer reviews the decisions about whether infringement ...