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Showing 81 - 90 of 107 results for "Compliance Committee"

EQT appoints Rio Tinto super exec

ALEX BURKE  |  TUESDAY, 6 DEC 2016
... and compliance officer. He joined Rio Tinto in 2012, and was also secretary to the fund's audit, risk and compliance committee. Before Rio Tinto, Currie was risk manager at HESTA, risk and compliance manager at Guild Insurance and senior fund accountant ...

Key board appointment for Sequoia

JAMIE WILLIAMSON  |  MONDAY, 21 NOV 2016
... independently owned AFSL, Interprac Financial Planning. Crole will also join Sequoia's governance committee, risk & compliance committee, remuneration committee and audit committee. Crole brings over 30 years' experience in establishing and developing ...

Life Insurance Code targets self-regulation

MARK SMITH  |  TUESDAY, 11 OCT 2016
... timeframes, limit the use of surveillance and provide additional support for vulnerable consumers. The Life Code Compliance Committee (LCCC), comprising three independent experts including a consumer advocate, will be given responsibility for enforcing ...

New director joins Centrepoint board

JAMIE WILLIAMSON  |  FRIDAY, 7 OCT 2016
... growth of Centrepoint Alliance," he said. Chmiel will also be a member of Centrepoint's group audit, risk & compliance committee.

Bennelong appoints new director

ALEX BURKE  |  THURSDAY, 23 JUN 2016
... also a financial services audit partner at KPMG. At Bennelong, Waters will also chair the audit, risk and compliance committee. Commenting on the appointment, Bennelong chair Mike Pratt said: "Andrea joins us at an exciting time, with growth afoot as ...

Industry fund CEO joins MGP

DARREN SNYDER  |  THURSDAY, 26 MAY 2016
... managedaccounts.com.au, and also played a major role in taking MGP to IPO in 2014. He chaired the group's audit, risk and compliance committee. "Together we guided the business through the global financial crisis, worked hard to refine the strategy ...

CYBG appoints two directors

ALEX BURKE  |  FRIDAY, 20 MAY 2016
... Clydesdale Bank. The first, Clive Adamson is currently chair of J.P. Morgan International Bank's audit, risk and compliance committee. He will also be appointed to the CYBG board's risk and audit committees. Paul Coby, meanwhile, joins the board from ...

Panel to review financial services complaints system

DARREN SNYDER  |  THURSDAY, 5 MAY 2016
... services regulation and competition policy, including as a previous member of the Banking Code of Practice's compliance committee. Alan Kirkland - Has been the chief executive of Choice for the past three-and-a-half years and has extensive experience ...

Centrepoint appoints former HUB24 director

DARREN SNYDER  |  TUESDAY, 3 MAY 2016
... Centrepoint as a director is Hugh Robertson, who will also be a member of the firm's group audit, risk and compliance committee. Robertson has more than 30 years' experience in financial services, commencing his stockbroking career in 1983, and an extensive ...

Qualitas grows team with senior appointments

LAURA MILLAN  |  TUESDAY, 21 APR 2015
... Qualitas from K2 Asset Management, where she was general counsel and company secretary, as well as head of the compliance committee for the manager's managed investment schemes. Chandni Haribhai was most recently a portfolio manager for ANZ's property ...