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Showing 31 - 40 of 107 results for "Compliance Committee"

Updated life code released

ELIZABETH MCARTHUR  |  WEDNESDAY, 18 AUG 2021
... which is mandatory for all FSC's life insurance members and will be governed by the independent Life Code Compliance Committee, has been reviewed line by line and letter by letter from the starting point that every clause can be improved," FSC chief ...

Alphinity launches new fund

ELIZABETH MCARTHUR  |  THURSDAY, 22 JUL 2021
... he said. "When we come across a grey area related to ESG issues or alignment with the SDGs the Sustainable Compliance Committee assesses the matter and determines whether Alphinity can support the company's activities. "The committee includes Elaine ...

Life Code Compliance Committee chair named

ANNABELLE DICKSON  |  TUESDAY, 8 JUN 2021
The Financial Services Council and AFCA have jointly appointed Jan McClelland as chair of the Life Code Compliance Committee (LCCC). McClelland has extensive board experience and is currently deputy chancellor at the University of New England, chair ...

Vanguard Super appoints board

KANIKA SOOD  |  THURSDAY, 15 APR 2021
... She was also a consultant to the Cooper Review, and a member of Vanguard Investments Australia's external compliance committee. Duffield was the founding managing director and chair of Vanguard Investments in Australia - the first international market ...

LGS names deputy chair, director

ANNABELLE DICKSON  |  TUESDAY, 9 MAR 2021
... deputy chair. She is currently the mayor of Penrith City Council and is the chair of the fund's audit and compliance committee and serves on the member services committee and risk committee. LGS chair Kyle Loades acknowledged Miller's contribution ...

Super fund shuffles team, investment chief steps down

ELIZABETH MCARTHUR  |  THURSDAY, 17 DEC 2020
... demonstrated a strong passion for renewable energy and ethical investment. Malley is also chair of the Pinnacle compliance committee and director and chair of the audit and risk committee for Perpetual Super and Perpetual Equity Investment Company. Future ...

EQT names chair, compliance member

ANNABELLE DICKSON  |  FRIDAY, 30 OCT 2020
The responsible entity for some of Australia's largest funds has made changes to its compliance committee and appointed a new chair to its board. Equity Trustees has announced Glenn Sedgwick has joined the responsible entity compliance committee (RECC) ...

Alphinity appoints to new role

ELIZABETH MCARTHUR  |  MONDAY, 12 OCT 2020
... joined from McKinsey. "Jessica is already playing an important role in assisting the Sustainable Share Fund Compliance Committee in refining the investment universe for the fund which considers companies' contribution towards achieving the UN's Sustainable ...

BABL named, shamed over Great Southern

ELIZABETH MCARTHUR  |  WEDNESDAY, 30 SEP 2020
... as breaching the Code of Banking Practice within its Great Southern Loans business unit. The Banking Code Compliance Committee (BCCC) said in its annual report that the BABL breaches occurred between February 2015 and February 2019. The breaches included ...

Macquarie director departs

ALLY SELBY  |  MONDAY, 21 SEP 2020
... Previously, Hawker had also served as the chair of the board risk committee and the board governance and compliance committee. From 2001 to 2008, Hawker was the chief executive and managing director of Insurance Australia Group, having previously held ...