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Showing 61 - 70 of 107 results for "Compliance Committee"

Aurora reshuffles compliance team

ALEX BURKE  |  THURSDAY, 21 JUN 2018
After the departure of two external members of its compliance committee, Aurora Funds Management appointed replacements with immediate effect. Anthony Hartnell joins the committee while also serving as Aurora's non-executive chair. He was previously ...

Industry fund welcomes local politician to board

JAMIE WILLIAMSON  |  TUESDAY, 22 MAY 2018
... women boost their super and improve their lives in retirement." McKeown will also sit on the LGS audit and compliance committee, member services committee, and risk committee. McKeown replaces former Eurobodalla Shire Council mayor Lindsay Brown who ...

Alphinity rolls out sustainable Aussie equities fund

ALEX BURKE  |  FRIDAY, 18 MAY 2018
... Elaine Prior and Action Sustainability Asia Pacific co-founder Mark Lyster to SSF's sustainable share fund compliance committee. "Society faces significant challenges to achieve sustainable development. Alphinity aims to address these challenges. ...

MGP to expand super solutions, director resigns

KARREN VERGARA  |  THURSDAY, 10 MAY 2018
... Superannuation Scheme (EISS) since 2012. He joined MGP in 2016, tasked with chairing the audit, risk and compliance committee. Executive chair Don Sharp thanked Hutchison for his contribution and guidance to the company. The board of directors now comprise ...

ROYAL COMMISSION: Top stories

JAMIE WILLIAMSON  |  FRIDAY, 20 APR 2018
... ongoing service fees to clients that had died. Referring to a document from a December 2015 CBA risk and compliance committee meeting, Senior Counsel Assisting Michael Hodge outlined three instances including one in which a client had passed away in ...

Dead advice clients slugged ongoing service fees

JAMIE WILLIAMSON  |  THURSDAY, 19 APR 2018
... ongoing service fees to clients that had died. Referring to a document from a December 2015 CBA risk and compliance committee meeting, Senior Counsel Assisting Michael Hodge told the Commission of an instance in which service fees were charged to a client ...

Geoff Wilson appointed to 8IP board

KANIKA SOOD  |  WEDNESDAY, 11 APR 2018
... announced the appointment of non-executive director Robin Burns. Burns is currently a member of PIMCO Australia's compliance committee. He is also a non-executive director and chair of the risk and compliance committee at payment platform Indue. Burns ...

PJC doubts life insurance industry can self-regulate

KARREN VERGARA  |  WEDNESDAY, 28 MAR 2018
A Parliamentary Joint Committee on life insurance said it is "not convinced" the industry can sufficiently self-regulate and is recommending the co-regulatory approach foreshadowed by ASIC. In its final report, the PJC on Corporations and Financial ...

ABA makes new code compulsory

KANIKA SOOD  |  MONDAY, 26 MAR 2018
... about service fees before they are incurred. It also asks for an independent body called the Banking Code of Compliance Committee (BCCC) which will monitor compliance with the code, investigate breaches, and apply sanctions. The code, when signed by ...

Equipsuper appoints head of risk

KARREN VERGARA  |  FRIDAY, 2 MAR 2018
... Natalie Alford, responsible for risk reporting to the chief executive, the board, and the audit, risk and compliance committee. She will also support the on-going development of Equip's risk management framework and would promote, oversee and support ...