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Showing 71 - 80 of 100+ results for "Australian Securities"

ASIC tightens grip on ICO issuers

KANIKA SOOD  |  WEDNESDAY, 2 MAY 2018
... identify material that could mislead or deceive investors, and has already identified non-compliant offers. The Australian Securities and Investments Commission is sending enquiries to ICO issuers and their advisers whose conduct or statements may be ...

ASIC deregisters 117 SMSF auditors

KANIKA SOOD  |  WEDNESDAY, 2 MAY 2018
... further serious consequences for the fund and the auditor," the ASIC statement said.? In November 2017, the Australian Securities and Investments Commission sent out final warnings to 404 approved SMSF auditors who had not filed annual statements. About ...

ASX gives timeline for CHESS replacement

KANIKA SOOD  |  MONDAY, 30 APR 2018
The Australian Securities Exchange has given an arrival date for its much-anticipated trade clearing and settlement system that will replace the older CHESS system. The new distributed ledger technology (DLT) will start clearing trades for the ASX about ...

CFSGAM prepares IPO, names board candidates

DARREN SNYDER  |  TUESDAY, 17 APR 2018
... Colonial First State Global Asset Management will work towards an initial public offering and listing on the Australian Securities Exchange following a strategic review from its parent bank. Commonwealth Bank announced this afternoon it had completed ...

FinTech Australia appoints interim chief executive

DARREN SNYDER  |  MONDAY, 12 MAR 2018
... Under Szetho's leadership the association dealt with policy outcomes which included: The creation of an Australian Securities and Investments Commission (ASIC) regulatory sandbox; Bringing equity crowdfunding to Australia; Removing the double-taxing ...

ASIC successfully files injunction against Melbourne advice provider

JAMIE WILLIAMSON  |  MONDAY, 15 JAN 2018
... Circle Pty Ltd breached the Corporations Act 2001, the National Consumer Credit Protection Act 2009 and the Australian Securities and Investments Commission Act 2001, including breaches of the best interests duty and unlicensed conduct. As such, ASIC ...

2018 Financial Standard Investment Leadership Awards

JOHN DYALL  |  FRIDAY, 22 DEC 2017
... functionality that investors and their advisers now consider standard. This is reinforced by the way the Australian Securities Exchange (ASX) has entered wealth management via exchange traded funds (ETFs) and to a lesser extent through the introduction ...

Financial Standard journalist recognised in press awards

STAFF WRITER  |  THURSDAY, 23 NOV 2017
... nominated as one of several finalists. Her award was presented for two articles: a feature article on the Australian Securities Exchange's (ASX) mFund platform; and another on how Australia's custody industry is adapting to the digital age, staying ahead ...

ASIC remains firm on IFA definitions

DARREN SNYDER  |  TUESDAY, 14 NOV 2017
The Australian Securities and Investments Commission reaffirmed its position on terminology used to describe the independence of financial advisers. ASIC's latest update to Regulatory Guide 175 (RG 175) confirms that terms such as "independently owned" ...

Xero consolidates stock exchange listings

JAMIE WILLIAMSON  |  THURSDAY, 9 NOV 2017
... accounting software provider Xero will delist from the New Zealand Stock Exchange and transfer all shares to the Australian Securities Exchange. Announcing the move via its half-year results, Xero said it would consolidate its listing on the ASX as part ...