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Showing 51 - 60 of 100+ results for "Australian Securities"

Australia investor friendly, not consumer friendly: Report

ELIZA BAVIN  |  WEDNESDAY, 18 SEP 2019
... Morningstar. Despite low fees for investors, it appears this is not getting passed on to consumers. The Australian Securities and Investments Commission have signaled it is looking into fees charged to consumers for financial advice. ASIC is looking ...

ASIC super specialist jumps to law firm

KANIKA SOOD  |  TUESDAY, 10 SEP 2019
... joined Herbert Smith Freehills on September 2. She has more than 30 years of experience, most recently at the Australian Securities and Investment Commission. She was also a member of the Comprehensive Income Products for Retirement (CIPR) Framework ...

Perth adviser to face court

KANIKA SOOD  |  THURSDAY, 5 SEP 2019
... on September 9. Separate to the incident, Platinum Perpetual Global Private Wealth Pty Ltd has asked the Australian Securities and Investments Commission for its AFSL to be cancelled.

Spaceship co-founder to exit

KANIKA SOOD  |  TUESDAY, 6 AUG 2019
... as St George Bank's chief operating officer. He was appointed as chair in May 2018, a month after the Australian Securities and Investments Commission slapped Spaceship and trustee Tidswell Financial Services with infringement notices about its promotional ...

Adviser stole $200k from SMSFs

ELIZABETH MCARTHUR  |  TUESDAY, 6 AUG 2019
The Australian Securities and Investments Commission (ASIC) permanently banned a former financial adviser who stole more than $200,000 from client self-managed superannuation funds. Robert Michael of Bentleigh, Victoria has been permanently banned from ...

Fintech expands team for ongoing growth

JAMIE WILLIAMSON  |  WEDNESDAY, 27 FEB 2019
... Street, Peter Martin joined FinClear as equity finance trader. He is a former chair and treasurer of the Australian Securities Lending Association. At State Street, Martin was head of agency securities lending trading. FinClear also added a new head ...

AFCA hears legacy complaints

KANIKA SOOD  |  THURSDAY, 21 FEB 2019
... end it will run a limited consultation regarding the rule changes, which will have to be approved by the Australian Securities and Investments Commission (ASIC). AFCA chief ombudsman and chief executive David Locke said AFCA will work with all stakeholders ...

CCIV consultation opens

KARREN VERGARA  |  THURSDAY, 17 JAN 2019
... core provisions in establishing CCIVs and their operational and regulatory requirements. Amendments to the Australian Securities and Investments Commission Act 2001 and the Personal Property Securities Act 2009 are also up for consultation. Finally ...

MYEFO: Regulatory funding increases, Budget surplus doubles

DARREN SNYDER  |  MONDAY, 17 DEC 2018
... 2018-19 to manage the expected increase in case load as a result of "increased enforcement action by the Australian Securities and Investments Commission (ASIC) including cases highlighted by the Royal Commission into Misconduct in the Banking, Superannuation ...

Banking remuneration practices to blame for misconduct

MICHELLE BALTAZAR  |  FRIDAY, 28 SEP 2018
... to general remuneration arrangements within the banks seems to have been identified or considered by the Australian Securities and Investments Commission (ASIC), APRA or the banks themselves until several years after the FoFA reforms came into effect." ...