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|Showing 81 - 90 of 100+ results for "Australian Securities"|
|... Enterprises where she was an independent consultant, advocating for market infrastructure development for the Australian securities industry. Previously, she was general manager for the ASX's clearing services where she led the market wide move to T+2 ...|
|ANZ and the Australian Securities and Investments Commission have reached a confidential and in-principle agreement to settle court action relating to the Australian bank bill swap rate market. This morning ASIC asked the Federal Court to stand down ...|
|... 13 May 2016. ASIC alleges the defendants breached various provisions of the Corporations Act 2001 and the Australian Securities and Investments Commission Act 2001, including the best interest obligations financial advisers owe to their clients under ...|
|... September 2010 and 7 October 2015. Huntley advertised that its investment projects were 'approved by the Australian Securities and Investments Commission', but admitted to the regulator that this was misleading. Huntley also consented to - and was accused ...|
|... through a package of proposed reforms. The package will see the granting of new enforcement tools for the Australian Securities and Investments Commission (ASIC), the tightening of laws protecting employee entitlements, and the applications of harsher ...|
|... delivers an effective dispute resolution service, the Federal Government will provide $4.3 million to the Australian Securities and Investments Commission (ASIC) over four years from 2017-18, including capital of $0.9 million in 2017-18. This funding ...|
|The Australian Securities and Investment Commission cancelled the AFSL of a responsible entity for failing to comply with a number of its key obligations as a financial services licensee. The company, DD&D Securities, is the responsible entity for Dwyers ...|
|... said. The new ETF will have a management cost of 0.45% per annum and is expected to begin trading on the Australian Securities Exchange on 11 April 2017.|
|... understand their banking rights and responsibilities, as well as giving the Compliance Monitoring Committee and Australian Securities and Investments Commission more oversight and enforcement powers over the industry, Ohlsson said.|
|The Australian Securities and Investment Commission is urging responsible entities to maintain adequate risk management systems to avoid any adverse consequences for investors. ASIC's recently released regulatory guide - RG 259 Risk Management systems ...|
The Association of Financial Advisers has appointed a new chief executive to replace Phil Kewin who resigned earlier this year.
The Federal Court will force BT Funds Management and Asgard Capital Management to pay $1.5 million each for charging fees for no service and making misleading statements.
Among the changes announced this morning, AMP is putting an end to all Buyer of Last Resort arrangements at the end of the year and giving advisers the freedom to leave the network with their clients from 2022.
Weekly review of significant economic data, government and central bank action and pronouncements, and other market moving events.
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