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Showing 831 - 840 of 1224 results for "Licensees"

ASIC's robo-advice taskforce to monitor AFSLs

STAFF WRITER  |  MONDAY, 28 SEP 2015
... provide digital advice. The regulator thinks that "the majority of digital advice initiatives will be proposed by existing licensees rather than start-up businesses." Another ASIC division, the Innovation Hub, will be monitoring activities by newly-licensed ...

New faces to lead financial services policy reform

LAURA MILLAN  |  MONDAY, 21 SEP 2015
... Business could provide benefits in relation to understanding the pressures regulations place, particularly on small licensees." Hockey leaves Parliament Commenting on the Cabinet reshuffle, Bragg said: "We expect the new Treasury team will hit the ground ...

ANZ senior manager leaves to set up consultancy

LAURA MILLAN  |  TUESDAY, 15 SEP 2015
... division comes shortly after the bank's wealth management arm announced that it was bringing together financial planning licensees Millennium3 and Financial Services Partners (FSP) under one structure. As a result, Millennium3 chief executive left the ...

Super law changes "political suicide"

ALEX BURKE  |  FRIDAY, 4 SEP 2015
... come in to Australia to do the same. Because of this, he said there was a growing opportunity for specialist advice licensees that focus on national and international taxation law. "There's a number of people from Australia who work overseas, whether ...

ANZ restructures advice licensees

LAURA MILLAN  |  FRIDAY, 4 SEP 2015
ANZ will bring together the management teams of two of its financial planning licensees and as a result Millennium3 chief executive Richard Klipin will step down from his role. ANZ will consolidate the management teams of Millennium3 and Financial Services ...

BT develops digital learning tool for advisers

STAFF WRITER  |  FRIDAY, 4 SEP 2015
... time," BT Group Licensee's head of licensee development Annick Donat said. BT Financial Group general manger of group licensees Phil Butterworth said: "Advisers must not only meet educational standards but maintain them as well." Dealer groups that will ...

Adviser linked to Spring FG banned for document forgery

LAURA MILLAN  |  THURSDAY, 3 SEP 2015
... and Investments Commission (ASIC) said that Hunter has been an authorised representative of various financial services licensees dating back to 2002. The regulator's investigation found that Hunter was falsifying Westpac finance letters to MOGS to get ...

CORRECTION: AFA COO joins netwealth

STAFF WRITER  |  THURSDAY, 27 AUG 2015
... Pathway Licensee Service. He will also provide compliance, technology, research and education services to more than 200 licensees. Anderson will focus on education and infrastructure support for licensees and planners. His appointment follows that of ...

AMP names new Charter and ipac managing director

STAFF WRITER  |  FRIDAY, 21 AUG 2015
... Advice businesses. Mitchell-Adams previously led AMP's national sales team responsible for servicing the group's advice licensees across platforms, investments, insurance, SMSF and AMP Bank. He has been with AXA and AMP since 2001 and previously held ...

Life reforms see AIA boost team

STAFF WRITER  |  TUESDAY, 18 AUG 2015
Helping licensees and advisers navigate the latest life insurance reforms has led to AIA Australia making several additions to its strategic partnerships team. Joining AIA Australia as head of strategic partnerships is Kristen Lennis-Harvey who will ...