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Showing 791 - 800 of 1224 results for "Licensees"

Zurich establishes risk specialist team

KERRIE SYDEE  |  MONDAY, 8 AUG 2016
... Zurich to build on its licensee support proposition through an increased capacity to develop bespoke content and support licensees and advisers with relevant consulting services. "As the life insurance advice landscape continues to evolve, so too are ...

PMIIG licence cancelled

MARK SMITH  |  FRIDAY, 5 AUG 2016
... markets and that consumers can have confidence and trust in the financial services market. ASIC will take action when AFS licensees fail to meet their obligations," ASIC commissioner Greg Tanzer said. PMIIG has the right to appeal to the Administrative ...

ASIC needs to focus on prevention, not cure

ALEX BURKE  |  THURSDAY, 21 JUL 2016
... licensee, too, which is why ASIC needs to make it more difficult to get a licence in the first place. We need to get rid of licensees of last resort." Helmich suggested, for example, requiring advisers setting up new licences to "do a desk audit of six ...

HUB24 FUA exceeds 120% growth

KERRIE SYDEE  |  FRIDAY, 15 JUL 2016
... with licensee and introduced 89 new advisers to the platform. "Our new business pipeline remains strong with well-known licensees in advanced discussions regarding the use of HUB24's white label and retail platform offering," the statement read. There ...

Fortnum adds five new practices

KERRIE SYDEE  |  TUESDAY, 12 JUL 2016
... ensure we're running efficient, profitable and growing businesses." Fenton added that in a rapidly changing environment licensees need to be dynamic to ensure their advisers aren't disadvantaged or left behind.

AFSL cancelled for Sydney firm

KERRIE SYDEE  |  MONDAY, 4 JUL 2016
... comply with reporting obligations can be an indicator of broader compliance concerns. "We are disappointed that some licensees have not heeded the message that their failure to lodge audited financial statements, a key obligation of licensees, may result ...

ASIC drops Macquarie AFSL conditions

KERRIE SYDEE  |  FRIDAY, 1 JUL 2016
... complexity of the regulatory environment, particularly as it relates to the client money requirements, all financial services licensees can expect to see instances of non-compliance from time-to-time. An effective financial services business is therefore ...

Morningstar reappointed as CBA advice research provider

KERRIE SYDEE  |  FRIDAY, 24 JUN 2016
... Bank has reappointed Morningstar Australasia as primary investment research provider for its wealth management advice licensees - Commonwealth Financial Planning, Financial Wisdom and BW Financial Advice. From 1 September 2016, Morningstar will now also ...

Synchron lands payroll tax win

KERRIE SYDEE  |  TUESDAY, 14 JUN 2016
... licensee, Synchron, has won its battle on payroll tax that would have had major financial implications for Australian licensees. After a five year legal battle, the State Revenue Office (SRO) Victoria has issued a letter to Synchron agreeing that authorised ...

Fortnum super members transitioned to HUB24

MARK SMITH  |  THURSDAY, 9 JUN 2016
... reporting and transaction solutions with best practice managed portfolio/SMA implementation. Our team is focussed on helping licensees and advisers adopt a comprehensive 'best interests' platform solution with market leading portfolio management functionality ...