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Showing 61 - 70 of 2120 results for "Course"

Reforms on super advertising, stapling enter parliament

ELIZA BAVIN  |  WEDNESDAY, 26 NOV 2025
... fund where one exists. The government has clarified that the ban does not apply to advertising undertaken in the ordinary course of business, only during the onboarding process. "Over time, we would like to see a consistent framework applied across all ...

FX coaching platform handed additional conditions over compliance failures

MATTHEW WAI  |  WEDNESDAY, 26 NOV 2025
ASIC has imposed additional licence conditions on Learn to Trade (LTT) after it failed to comply with financial services laws over delayed lodgement, commanding it to appoint a consultant to review the business. LTT was granted an AFSL in January 2010 ...

Diverged focus for HNWs presents adviser opportunity: Report

MATTHEW WAI  |  MONDAY, 24 NOV 2025
... said. LGT Wealth Management Australia chief executive Michael Chisholm noticed that HNWs are becoming calmer. "Staying the course takes discipline and perspective, and Australia's wealthy are showing both," Chisholm said. "They're thinking more ...

Macquarie makes bid for Qube

RIDDHIMA TALWANI  |  MONDAY, 24 NOV 2025
... shareholders do not need to take any action in relation to the proposal at this time and it will update them on the bid in due course. Qube has appointed UBS as financial adviser and Allens as legal adviser.

FAAA Award winners announced

ANGELIQUE MINAS  |  THURSDAY, 20 NOV 2025
... The FAAA University Student of the Year Award, which recognises members who are enrolled in a financial planning related course in a tertiary institution or equivalent, was given to Katherine Mitterer. She is currently studying a Bachelor of Business ...

Prevention of Shield, First Guardian-like events the focus from here on: Mulino

MATTHEW WAI  |  THURSDAY, 20 NOV 2025
... much potential in data matching to pick up some of these [measures], and we want to accelerate that," she said. "But of course, the biggest focus now is on the platforms. If I'm one of them, what are the rules that I have in order to put products on ...

Global resilience is a key systemic risk: HESTA

ELIZA BAVIN  |  MONDAY, 17 NOV 2025
... said. "At the same time, the demand on critical minerals, the demand on stable and sustainable supply chain, and then, of course, dealing globally with disruptions of tech. We feel the whole area of responsible investment is going to shift, and this ...

ASIC not acting as a 'market maker': Constant

ELIZA BAVIN  |  FRIDAY, 14 NOV 2025
... those disclosures right," Constant said. "But we do have very mature tools there, just like we have very mature tools, of course, in the public market. ASIC continues to say we want both markets, but there are some advantages, of course, in terms of ...

Private credit funds downplay risks, pose risk to financial system: ASIC

KARREN VERGARA  |  WEDNESDAY, 5 NOV 2025
... funds. It will also examine the sale of private credit funds to retail clients through direct and advised channels. "In due course, we will also seek to address areas of identified poorer practices within wholesale private credit funds by updating our ...

Crown Wealth director banned for two years

KARREN VERGARA  |  THURSDAY, 30 OCT 2025
... licensee. However, ASIC said that his conduct was the result of carelessness and inadvertence rather than a deliberate course of action to conceal or disregard the FFNS conduct. In response, Rodwell said in a statement that Crown Group "spent hundreds ...