Search Results | Showing 761 - 770 of 2630 results for "Practices" |
| | | ... financial adviser at Wealthwise, also based in Perth, where he spent nearly 14 years. At Bellmont, he will assist advice practices transition to the firm's investment management solution. Bellmont director Peter Bell said: "It's really exciting to ... |
| | | | ... needs of small advice firms. "Whilst the regulation does not specifically refer to staff members of financial advice practices playing a role in claims handling, we were pleased to see that this was specifically referred to in the explanatory statement," ... |
| | | | ... across investment portfolios." She added that active engagement with ASX200 companies has already led to improvement in practices. The new policy outlines what ACSI members should expect from companies that are exposed to material climate related risks. ... |
| | | | ... of an organisation's climate risk exposure is clearly identified as being consistent with proper risk management practices and regulator expectations. "We note that the guidance has been developed in consultation with other Australian financial regulators ... |
| | | | ... workplace study by ADP, a provider of human resource solutions, found that the shift from office-based work to flexible work practices has been embraced significantly by the finance sector. After canvassing 26,600 workers across 25 countries, which included ... |
| | | | ... the choice between commissions and upfront fees, what would they choose? "We know from experience and advisers who run practices [that] clients invariably choose the commission option," he said. |
| | | | ... as high as 24.99%. In 2019, Latitude was one of the companies named by ASIC in a review that found unacceptable sales practices in consumer credit insurance sold by Australian lenders. Latitude was also one of the companies named in ASIC's work to remediate ... |
| | | | ... higher than the previous quarter. The platform recorded 28 new licensee agreements with large boutiques and self-licensed practices throughout the March quarter. The acquisition of Ord Minnett's Portfolio, Administration and Reporting Services (PARS) ... |
| | | | ... respectively. New Zealand has 10,736 financial advisers in total and 12,287 nominated representatives. There are 3004 advice practices, of which 1807 are approved licensees and 1197 authorised bodies. Over half of advice providers are based in Auckland ... |
| | | | ... extend the relief measure came after consulting with the industry, the corporate regulator said, which found that some practices have found the measure helpful. The temporary measure was introduced in April 2020. ROAs can replace SOAs for existing clients ... |
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