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Showing 731 - 740 of 1907 results for Laura Millan

ASIC suspends advice firm for three months

LAURA MILLAN  |  WEDNESDAY, 1 OCT 2014
The Australian Securities and Investments Commission (ASIC) has suspended a boutique financial planning practice for three months after it failed to comply with its compliance obligations. Protect Ensure, with offices in Brisbane and Sydney, has had ...

Van Eyk finds buyer for NZ business

LAURA MILLAN  |  WEDNESDAY, 1 OCT 2014
A New Zealand-based independent financial advice firm is completing the final steps to acquire van Eyk's New Zealand business. Sources from van Eyk's administrator Moore Stephens confirmed to Financial Standard that advice firm Saturn Portfolio was ...

Misleading PDS costs NAB $10,200

LAURA MILLAN  |  WEDNESDAY, 1 OCT 2014
Making potentially misleading statements in a product disclosure statement (PDS) has seen National Australia Bank (NAB) get a $10,200 penalty from the Australian Securities and Investments Commission (ASIC). The regulator was concerned that the PDS ...

AAP adds five boutique firms in a month

LAURA MILLAN  |  MONDAY, 29 SEP 2014
Centrepoint-owned Associated Advisory Practices (AAP) has seen five boutique licensees join in August, and an increase in inquiries from advisers looking to move away from institutions. AAP now services more than 200 licensees with about 900 authorised ...

Coalition Senators head-to-head over FoFA

LAURA MILLAN  |  FRIDAY, 26 SEP 2014
The government's reforms to the Future of Financial Advice (FoFA) could be disallowed by Nationals' Senator John Williams after he staged a parliamentary confrontation against Finance Minister and Liberal Senator Mathias Cormann. The Senate Standing ...

FSC advice regulation plan leaves AMP cold

LAURA MILLAN  |  THURSDAY, 25 SEP 2014
The Financial Services Council (FSC)'s recently proposed advice regulation plan lacks the support of one of its biggest members. AMP has said it does not believe in a regulatory solution to restore consumer confidence and trust in financial advice ...

HESTA appoints general manager of member advice

LAURA MILLAN  |  THURSDAY, 25 SEP 2014
HESTA has appointed a general manager of member advice to coordinate its team of superannuation financial planners that provide one-on-one personal advice to members. Tracee Mulvihill started in the role on July and is general manager along with Megan ...

Hockey accuses Labor of making "a mess" of FoFA

LAURA MILLAN  |  THURSDAY, 25 SEP 2014
Treasurer Joe Hockey has lambasted the Labor party for "complaining about its own laws" and making "such a mess of the entire crisis of financial advice." Hockey accused Shadow Treasurer Chris Bowen of being "too busy in engaging with unfair dismissal ...

UBS launches microcap fund

LAURA MILLAN  |  WEDNESDAY, 24 SEP 2014
UBS Global Asset Management has launched the UBS Microcap Fund, which gives investors exposure to microcap companies outside the ASX300. The fund is managed by microcap portfolio manager Joel Fleming and has support from UBS' existing small companies ...

TAL's Minto to retire, new CEO named

LAURA MILLAN  |  WEDNESDAY, 24 SEP 2014
TAL Group chief executive officer Jim Minto will retire on April 2015 and a new chief executive will replace him. Minto will remain at TAL until the year end process is completed in the first half of 2015, TAL chairman Duncan Boyle said. TAL Life chief ...