Search Results | Showing 51 - 60 of 193 results for "Master Fund" |
| | | ... the heat on super funds, hiring in risk and compliance across the board is expected to rise. The collapse of Shield Master Fund and the First Guardian Master Fund has sharpened the industry's focus on governance, accountability, and operational resilience. ... |
| | | | ... be a key enforcement priority for ASIC." Notably, BDO is also the auditor of the collapsed investment scheme Shield Master Fund, which confirmed that Keystone Asset Management, the responsible entity of Shield, had complied with the compliance plan for ... |
| | | | ... comes in the wake of ASIC launching legal action against Diversa for its role in the collapse of the First Guardian Master Fund, in which $300 million of member money was invested. ASIC alleges Diversa failed to conduct adequate due diligence before ... |
| | | | ... The Australian Financial Complaints Authority (AFCA) has released details of its lead decision approach for Shield Master Fund and First Guardian Master Fund complaints, aiming to deliver a "consistent and fair" outcome for all affected investors. The ... |
| | | | ... facing repercussions for recommending their clients to invest in the collapsed superannuation investment scheme, Shield Master Fund. While authorised by MWL, Van Coppenhagen provided "inappropriate" advice by recommending his clients invest most of their ... |
| | | | ... superannuation account, but it turned out that wasn't all he was guilty of. 6. Advisers banned for dodgy Shield Master Fund advice Some of the first financial advisers to be banned in relation to the collapse of the Shield Master Fund caught the ... |
| | | | After admitting it didn't sufficiently assess the First Guardian Master Fund before making it available to super members, Netwealth is being sued by ASIC and will repay $101 million to victims. More than 1000 investors had their money in the First ... |
| | | | ... reiterated ETLS does not consider itself responsible for the losses incurred by members who invested in the First Guardian Master Fund or Shield Master Fund. It's estimated about $73 million was lost by Shield investors, while members of super funds ... |
| | | | ... Trust and its executives came in 14th place among the top earners, making $3.3 million. Netwealth's Superannuation Master Fund is the other retail fund that placed in the top 20, wherein executives received $2.82 million. The only government fund ... |
| | | | ... services division flagged it is currently making healthy earnings but expects to take a hit from the First Guardian Master Fund and Shield Master Fund debacle. The unit, which is embroiled in the loss of $1 billion superannuation member money thanks ... |
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