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|Showing 51 - 60 of 62 results for "Financial Conduct Authority"|
|... with a number of other regulators including the Monetary Authority of Singapore, the United Kingdom's Financial Conduct Authority, the Ontario Securities Commission and Capital Markets Authority, Kenya. It is hoped that this will enable the regulator ...|
|... margins - and may mean the industry has reached its peak. In a recent Lipper Alpha Insight discussion, Financial Conduct Authority technical specialist - investment management Jeremy Beckwith posed the "peak asset management" argument based on three ...|
|... clarification on the line between guidance and advice it is always difficult for a product provider. The Financial Conduct Authority [the UK's financial regulator; equivalent to ASIC] has also said - and I agree - that a product recommendation can be ...|
|ASIC and the UK's Financial Conduct Authority (FCA) have agreed to support innovative businesses or fintechs entering each other's respective markets. The goal is to reduce regulatory uncertainty for new Australian businesses entering the UK market ...|
|Asset consultants could be in the firing line as the UK's financial regulator, the Financial Conduct Authority (FCA), sets competition and conflicts of interest within the asset management industry in its sights. The heads of the UK's largest pension ...|
|... Kingdom's Financial Ombudsman Service as well as adopting inappropriate complaint policies. The UK's Financial Conduct Authority (FCA) issued the landmark fine and acting director of enforcement and market oversight, Georgina Philippou, said Clydesdale ...|
|The UK Financial Conduct Authority (FCA) has written to chief executive officers of pension providers to outline government plans to introduce additional protection for retirees wishing to access their defined contribution pension pot from April this ...|
|The UK Financial Conduct Authority (FCA) is conducting a review of how wealth groups use social media to promote their products following concerns that more regulatory clarity may be needed. The review which was launched last month and closes in November ...|
|... pension providers and schemes to deliver this 'guidance guarantee' by April 2015." "We have asked the Financial Conduct Authority to make sure this guidance meets robust standards, working closely with consumer groups. And we will make available a AÂ£20 ...|
|The UK Financial Conduct Authority (FCA) has imposed AXA a financial penalty for giving poor investment advice to NAB-owned banks in the UK. AXA will have to pay a fine of more than A$3 million to customers of NAB-owned Clydesdale Bank and Yorkshire ...|
Fidelity Investments' lead portfolio manager for global equities strategies has resigned.
Aware Super has appointed an index solutions provider to take care of its passive equity and fixed income mandates.
As an increasing number of institutions allocate to cryptocurrency and explore blockchain solutions, State Street is launching a dedicated digital finance division, appointing the current head of global markets to lead it.
ASX has acquired a minority stake in fast-growing superannuation administrator GROW Inc.
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