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Showing 51 - 60 of 626 results for "Derivatives"

South Australian financial adviser slapped with seven-year ban

ANDREW MCKEAN  |  FRIDAY, 6 DEC 2024
... performing any function involved in the carrying on of a financial services business. ASIC found that Davis, in relation to derivatives, provided unlicensed advice and dealing services, and failed to act in clients' best interests. The corporate regulator ...

Northern Trust launches new solution for insto investors

ELIZA BAVIN  |  THURSDAY, 21 NOV 2024
... management Barney Binder said: "These advanced capabilities are part of Northern Trust's comprehensive range of collateral, derivatives and liquidity management solutions. Clients can access these services globally, either on a component basis - to complement ...

Treasury consults on beneficial ownership disclosure reforms

JAMIE WILLIAMSON  |  FRIDAY, 15 NOV 2024
... 'relevant interest' is expanded and shareholders will have to disclose any interests arising from physically settleable derivatives, regardless of whether the counterparty has a relevant interest in the underlying securities and disclose interests arising ...

FCA changes bonds, derivatives transparency rules

KARREN VERGARA  |  WEDNESDAY, 6 NOV 2024
The Financial Conduct Authority (FCA) has introduced new transparency rules for bonds and derivatives markets and wants to expand payment options for investment research used by institutional investors. The regulator said it is making changes to the ...

AllianceBernstein managing director departs

ELIZA BAVIN  |  TUESDAY, 5 NOV 2024
... alternative investments, Deutsche Bank as associate director, fixed income sales and Fergusson Bros. as senior equity derivatives sales trader. "After almost 24 years at AB in Australia, it's time for a new chapter. I will take time to patiently figure ...

amicaa head of distribution exits

ELIZABETH FRY  |  MONDAY, 28 OCT 2024
... wasn't the right fit for Jeremy, his family and his career plans. "We wish him well." Gordon had arrived from bonds and derivatives specialist Ardea Investment Management, where he ran client management. Before that, he served as the senior institutional ...

NZ Superannuation Fund names joint CIOs

KARREN VERGARA  |  TUESDAY, 22 OCT 2024
... completion and has been with NZSF since September 2013. He previously worked at Collins Stewart as the co-head equity derivatives for Europe and ICAP in equity derivatives sales trading. Goodwin joined the fund in 2016 as the head of New Zealand direct ...

ASIC slaps Macquarie with record $5m fine

KARREN VERGARA  |  WEDNESDAY, 25 SEP 2024
... potential systemic failures by Macquarie to detect and prevent suspected manipulation in the ASX 24 market for energy derivatives. Macquarie is the largest market participant in energy derivatives and given its role as a gatekeeper, it must ensure suspicious ...

Global X hires new chief executive

KARREN VERGARA  |  MONDAY, 23 SEP 2024
... iShares Australia. He also worked in investor solutions at Barclays Capital and was head of adviser sales for equity derivatives at Macquarie Bank. Zaika replaces Evan Metcalf, who steps down in October after a decade-long tenure at the fund manager. ...

Northern Trust expands fixed income trading capability

ANDREW MCKEAN  |  THURSDAY, 12 SEP 2024
... trading capability combines worldwide agency-only trading expertise in equities, fixed income, and exchange traded derivatives across global markets, with coverage from multiple trading locations. "ITS helps asset owners and asset managers to meaningfully ...