Search Results | Showing 81 - 90 of 626 results for "Derivatives" |
| | | ... margin rules obligations, which require financial institutions to post collateral to back up their non-cleared OTC derivatives trades in order to mitigate counterparty risk. The mandate compliments the existing relationship between UniSuper and BNP Paribas ... |
| | | | ... changed. The fund invests in global listed equities, either in direct equities, ETFs and other index exposures, and derivatives, cash, currency, and options. It charges 0.89% p.a. in management fees. The fund is primarily a defensive, low volatility ... |
| | | | ... and distribution obligations (DDO). The newly published Report 770 Design and distribution obligations: Retail OTC derivatives found that most issuers produce deficient TMDs and fail to meet DDO. Based on its findings, ASIC warned that it will not hesitate ... |
| | | | ... and related securities services for cross-border transactions involving domestic and international bonds, equities, derivatives, and investment funds. NZ Super Fund head of direct investments Will Goodwin said the transaction provided a rare opportunity ... |
| | | | ... The loss was attributed to Barrenjoey largely completing the build out of its business lines, namely fixed income derivatives, equity financing, and private capital. "Barrenjoey continued its focus on growing market share and diversifying revenues during ... |
| | | | ... advising for 34 years after an investigation found, among other violations, that he misappropriated funds and dealt in derivatives without the proper authorisations. Donald James Cuthbertson, the founder and director of Professional Wealth Management ... |
| | | | ... the significance of adhering to DDO. "That, of course, will protect other investors from exposure to these high-risk derivatives," Court said. She labelled CFDs as "high-risk, complex and volatile investment products." "ASIC has long had concerns about ... |
| | | | ... applied. Meanwhile, the market maker exemption would apply to those providing services that involve making a market for derivatives that are able to be traded on a specified licensed market. Those who use this exemption must also comply with the rules ... |
| | | | ... that until 12 July 2024 the company may provide limited financial services that relate to the termination of existing derivatives with clients. It added the cancellation has no effect on requirements for FTX Australia to continue as a member of the Australian ... |
| | | | ... bonds, global syndicated loans, investment-grade securities, global capital securities, asset-backed securities and derivatives. Today, the fund manages over $500 million in funds under management (FUM) with positive returns recorded over past five years. ... |
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