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Showing 671 - 680 of 3708 results for "Order"

Four join Payton Capital team

CHLOE WALKER  |  FRIDAY, 3 JUN 2022
... increase to more than $1 billion over the next six months." "We are rapidly expanding our investment and lending teams in order to meet demand, and we feel fortunate to have some of the best talent in the industry joining our team."

ASX names new managing director

CASSANDRA BALDINI  |  THURSDAY, 2 JUN 2022
Helen Lofthouse will be the first female to hold the position of managing director and chief executive at the bourse. Lofthouse joined the ASX in 2015 as a member of the executive leadership team and replaces Dominic Stevens who was appointed in 2016. ...

AGL abandons demerger, leadership resigns

CASSANDRA BALDINI  |  MONDAY, 30 MAY 2022
Following shareholder opposition underscored by ESG concerns, AGL will no longer pursue a demerger; a move that sees the departure of its chief executive Graeme Hunt and chair Peter Botten. Today, AGL board of directors announced the company would withdraw ...

ANZ sued by ASIC

CASSANDRA BALDINI  |  MONDAY, 30 MAY 2022
ANZ has acknowledged the civil penalty proceedings launched against it in Federal Court by ASIC for allegedly misleading and overcharging thousands of customers. The corporate watchdog today alleged that between May 2016 and November 2016 around 165,750 ...

BNY Mellon subsidiary to pay US$1.5m over ESG misstatements

CASSANDRA BALDINI  |  TUESDAY, 24 MAY 2022
... incorporate certain ESG criteria, in part to meet investor demand for such strategies and investments," he said. "Here, our order finds that BNY Mellon Investment Adviser did not always perform the ESG quality review that it disclosed using as part of ...

Industry groups welcome Labor government

ANDREW MCKEAN  |  MONDAY, 23 MAY 2022
... impacting the advice industry. PA chief executive Sarah Abood said the FPA expects actions on adviser education to be the first order of business for the incoming minister for financial services. "Congratulations to prime minister Anthony Albanese and ...

Former adviser sentenced over dishonesty

JAMIE WILLIAMSON  |  TUESDAY, 17 MAY 2022
A former financial adviser will serve a three-year correctional order, including home detention, for providing fabricated evidence as part of an ASIC investigation. Ezzat-Daniel Nesseim was sentenced to a three-year intensive correctional order after ...

ASIC outlines cybersecurity expectations

JAMIE WILLIAMSON  |  FRIDAY, 13 MAY 2022
Following on from RI Advice's Federal Court loss, the corporate regulator has laid out its expectations of licensees when it comes to cybersecurity. Just last week, in what was an Australian-first, the Federal Court found RI Advice failed its obligations ...

Bendigo and Adelaide Bank establishes new super trustee

ANDREW MCKEAN  |  MONDAY, 9 MAY 2022
... the restructuring happened, a Bendigo spokesperson said: "Bendigo Superannuation Pty Ltd (BSPL) has been established in order to comply with a legislative change that requires trustees of a registerable superannuation entity (RSE) to have no other duty ...

Federal Court rules against RI Advice in cybersecurity case

JAMIE WILLIAMSON  |  THURSDAY, 5 MAY 2022
The Federal Court has found RI Advice breached its obligations as a licensee by failing to have adequate systems in place to manage cybersecurity risks, leading to several incidents that put client information at risk. In what ASIC says is an Australian ...