Search Results | Showing 651 - 660 of 3708 results for "Order" |
| | | ... products." Super calculators and retirement estimates may involve personal financial advice, but ASIC chooses to give class order relief from Australian Financial Services (AFS) licensing and personal advice requirements for tool providers. Under ASIC's ... |
| | | | The liquidators in charge of recovering money on behalf of Melissa Caddick's victims are hoping to sell the house in the coming weeks. Principal of Sydney Sotheby's International Realty Michael Pallier has been picked by Jones Partners to sell ... |
| | | | ... significant risks associated with the strategy, those risks were not communicated to advisers or investors. "As a result, the order finds, some of UBS's advisors did not understand the risks and were unable to form a reasonable belief that the advice ... |
| | | | ... are only in relation to conduct dating back to January 2016. ASIC is seeking declarations, pecuniary penalties, publicity order and costs. |
| | | | ... times for advisers." Macdonald added that the merger will allow for greater collaboration. "As we have consistently said, in order to move forward, the financial advice community needs to genuinely collaborate. The merger will enable us to deliver a ... |
| | | | Australian neobank Volt, the first of its kind to receive a full banking licence from APRA, is closing its doors and urging customers to withdraw all funds from accounts before July 5. In a statement, Volt said the decision was made by the board after ... |
| | | | ... the ASX said it intended to consult in three stages on the issues raised including incident communication, session states, order and trade positions, intraday checkpoints, cut-off times, and business continuity planning and IT disaster recovery. ASIC's ... |
| | | | ASIC has obtained urgent interim orders from the Federal Court to freeze the assets of Ashley Vincent Arandez and four companies of which he is a director. The regulator sought these orders on an urgent, ex parte, basis because it is concerned Arandez ... |
| | | | ... for the Rolls Royce Bond Linked Security saw the issue going oversubscribed by 60%, leading to an upsize of the deal in order to accommodate that increased demand," he said. "The recent market volatility provides us with opportunities that under normal ... |
| | | | Despite an ever-increasing market of volatility and ongoing macroeconomic instability, young investors are buying shares 10 times more often than selling this year, according to insights from investment platform Pearler. In fact, buy orders on Pearler ... |
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