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Showing 641 - 650 of 6457 results for "regulatory"

Vado Private announces senior hire

ELIZABETH FRY  |  THURSDAY, 1 MAY 2025
... Australian private credit market has grown rapidly and is poised for sustained growth this year, supported by favourable regulatory conditions, increasing investor interest, and the ongoing need for flexible financing solutions among borrowers. "As the ...

Frontier Advisors lands major mandate from asset management giant

ANDREW MCKEAN  |  THURSDAY, 1 MAY 2025
... Japanese market and building relationships across the local institutional investment sector. This move coincided with regulatory efforts of the Japanese government to lift standards in asset management, including the introduction of "Asset Owner Principles" ...

SS&C scores another super mandate

ELIZA BAVIN  |  THURSDAY, 1 MAY 2025
... McKenna said the group is pleased to partner with REI Super. "As the superannuation industry continues to grow and the regulatory environment evolves, it is imperative for funds to select the right external partner to meet their operational needs. We ...

Global X China Tech ETF in the works

ANDREW MCKEAN  |  THURSDAY, 1 MAY 2025
... consumer discretionary technology companies are facing structural challenges, including slower user growth tighter regulatory oversight, and compressed margins, it said. In contrast, sectors aligned with national priorities, such as automation, advanced ...

Clime awarded $183m mandate from US firm

ELIZA BAVIN  |  THURSDAY, 1 MAY 2025
... million) mandate as the primary manager of a pending US domiciled public offer fund by Sphinx Investments. Subject to regulatory approval, Sphinx will allocate $183 million (US$117 million), and subject to an agreed investment strategy, will continue ...

ASX admits CHESS tech staff 'stretched'

ELIZA BAVIN  |  THURSDAY, 1 MAY 2025
... support increasing levels of demand following the settlement incident, including post-incident work and the related regulatory actions. The review concluded that while the overall size of the CHESS technical support teams are sufficient for the business-as-usual ...

Finfluencer failed to disclose paid promotions, says regulator

JAMIE WILLIAMSON  |  WEDNESDAY, 30 APR 2025
Days after research from the Ontario regulator found those who make financial decisions based on finfluencers' recommendations are 12 times more likely to be scammed, a Canadian finfluencer was busted for failing to disclose sponsorship of content and ...

Smaller super funds unfairly burdened by regulatory levy model: CPA

ANDREW MCKEAN  |  WEDNESDAY, 30 APR 2025
Members of small and medium-sized super funds have become "collateral damage" in an imperfect regulatory funding model, CPA Australia says, in response to Treasury's proposed levy changes for 2025-26. CPA Australia superannuation lead Richard Webb said ...

AFCA highlights 'pattern of delays' in super

ELIZA BAVIN  |  TUESDAY, 29 APR 2025
... in remediation costs of $1,430,426. Additionally, AFCA reminded super funds that rollovers must be processed within regulatory timeframes, and funds should identify where the timeframes are missed, determine the root cause of these failures, and proactively ...

Federal Court hammers defunct advice firm with $11m penalty

ANDREW MCKEAN  |  MONDAY, 28 APR 2025
Defunct advice firm Equiti Financial Services, since renamed DOD Bookkeeping, which has been placed into liquidation, has been slammed with an $11.03 million penalty for providing "cookie cutter" advice and breaching conflicted remuneration laws. Equiti ...