Search Results | Showing 611 - 620 of 6446 results for "regulatory" |
| | | The Australian Financial Complaints Authority (AFCA) is opening public consultation on a string of governance changes, with a key focus on expanding its jurisdiction to include receiving banks in scam complaints. Following an engagement with an external ... |
| | | | ... brokers and investors liquid, reliable and well-regulated services. "We believe in a strong, accountable and transparent regulatory environment underpinned by rules rather than opaque 'precedent-based' decision-making around waivers and other governance ... |
| | | | Former financial adviser David Mario Valvo, who doubled as a comedian, was sentenced to three years imprisonment. Valvo's sentence was handed down in Downing Centre District Court in February, but was suspended upon several conditions including that ... |
| | | | ... to remediate its systems and controls. "Without these steps, Cointree may have been subject to a much more serious regulatory response," he said. In 2024, AUSTRAC released the Money Laundering in Australia National Risk Assessment which identified the ... |
| | | | A former financial adviser now residing in New Zealand lost a bid to stop her from being extradited to Australia to face 136 charges related to the alleged theft of clients' retirement savings. Marion Joan Pearson, formerly based in Perth, is accused ... |
| | | | Collapsed cryptocurrency exchange FTX is set to pay out US$5 billion to creditors starting May 30. The proceeds will be distributed via the FTX Recovery Trust to eligible creditors either on BitGo or Kraken. This is the second round of distributions ... |
| | | | ... tax affairs. "We also aim to address issues with the CSLR. More broadly, we are seeking a reduction in unnecessary regulatory burdens, greater efficiency in compliance processes, and policy settings that reflect the unique challenges faced by small and ... |
| | | | ... misreporting could be between 298 million and 1.5 billion short sales. ASIC also contends that Macquarie incorrectly reported regulatory data for 633,680 orders submitted to the market operator between November 2022 and March 2023. ASIC chair Joe Longo ... |
| | | | Michael Dunjey, the mastermind behind a $149 million alleged Ponzi scheme, has been charged with 33 criminal offences. On May 9, the Perth Magistrates Court charged Dunjey, the director of Ascent Investment and Coaching, with 23 counts of fraud under ... |
| | | | HCF Life Insurance has been fined $750,000 by the Federal Court for misleading the public about a pre-existing condition term under its Recover products. Last October, the court ruled the term would deny coverage if a customer did not disclose a pre-existing ... |
|