The latest issue of Financial Standard now available as an e-newspaper
|Showing 41 - 50 of 61 results for "Cathie Armour"|
|... interviews, originality in thinking and impact. This year's judges were: Yasmin Allen Non-Executive Director, ASX Cathie Armour Commissioner, ASIC Andrew Baxter CEO, Publicis Worldwide Australia Paul Clitheroe Non-Executive Director, Ipac Securities ...|
|... such as information about capital raisings - even when following a client's direct instructions," ASIC commissioner Cathie Armour said. Batros was an authorised representative with financial services licensee Morgans Financial, between January 2012 and ...|
|... these instruments, including the fundamental obligations relating to disclosure and reporting," ASIC commissioner Cathie Armour said. "Entities that fail to self-report a breach of their obligations to ASIC within the required time will be subject to ...|
|... likely to breach financial services law again in future and was not of good fame or character. ASIC commissioner Cathie Armour said: "Financial advisers are expected to act in the best interests of clients. ASIC will ensure appropriate enforcement action ...|
|... project in the last six months, which have resulted in a number of key outcomes," the report reads. Commissioner Cathie Armour said: "ASIC is working hard to protect all participants in our markets and financial services industry from those that would ...|
|... well-functioning foreign exchange market depends on all participants acting with integrity and fairness," ASIC commissioner Cathie Armour said. "ASIC is committed to ensuring that major financial institutions have in place effective mechanisms for ensuring ...|
|... notified ASIC of the measures it believes will better monitor and detect poor conduct in the future. ASIC commissioner Cathie Armour said: "The integrity of our financial markets is vitally important and ASIC will take action to remove anyone in the ...|
|... be aware of their responsibility and duty to understand company cyber resilience, according to ASIC commissioner Cathie Armour. Speaking as part of a panel at the SINET61 Summit held in Sydney, Armour said it isn't surprising that board members feel ...|
|... Measuring abnormal price movements forms the basis of the established market cleanliness measure." ASIC commissioner Cathie Armour added: "We have seen a gradual improvement in market cleanliness indicators over time and across different segments of ...|
|... unwavering commitment to ensuring Australia's markets remain a level playing field for all investors," ASIC commissioner Cathie Armour said. ASIC commissioner Greg Tanzer added: "ASIC is working hard to maintain trust and confidence in Australia's financial ...|
The September financial adviser exam pass rate was stable at 60% but continues to fall below the overall pass rate of 88.5%.
The House of Representatives Standing Committee on Tax and Revenue has released a report aimed at overhauling Australia's corporate bond market.
Future Fund's latest portfolio update shows the sovereign wealth fund is just shy of hitting $200 billion.
Share trading platform Superhero will take the $40 million it has raised this year to expand into New Zealand by mid-2022.
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