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|Search Results||Showing 21 - 30 of 54 results for "Cathie Armour"|
|... Manchee and Goldman Sachs electronic trading executive director Ian Jones have all been appointed. ASIC Commissioner Cathie Armour said: "These new appointments ensure the MDP continues to have the appropriate mix of expertise, experience and diversity ...|
|... infringement notice, ASIC commenced civil penalty proceedings against it on 21 November 2016. ASIC Commissioner Cathie Armour said the Market Integrity Rules are vital to ensuring that Australia's financial markets are fair and efficient "Market participants ...|
|... the ruling, Westpac is also set to pay ASIC's costs of and incidental to the penalty hearing. ASIC Commissioner Cathie Armour was pleased with the court's ruling, and added ASIC moved litigation against the banks to hold them to account. "ASIC brought ...|
|... providing financial services if they engage in conduct that undermines the integrity of our markets," ASIC commissioner Cathie Armour said. Following a hearing, the ASIC delegate found Kawecki had failed to comply with a financial services law by knowingly ...|
|... consultation, ASIC aims to consolidate all short selling-related relief into a single instrument. ASIC commissioner Cathie Armour said: "It is important that short selling continues to be regulated appropriately so that our market remains orderly and ...|
|... that could create harm, ASIC will take enforcement action to protect investors and consumer," ASIC commissioner Cathie Armour said. Over the course of the six month period to 31 December 2017, ASIC undertook a total of 63 investigations, 61 of which ...|
|... Authority (ESMA), created in 2011, aim to hold agencies accountable and protect investors, CFR said. ASIC commissioner Cathie Armour said credit rating agencies "play an important role in our market by giving market users, for example, investors, issuers ...|
|... systems and data. All firms indicated that these were priority areas for the next investment period. ASIC Commissioner Cathie Armour said: "Cyber resilience is now widely regarded as one of the most significant concerns for the financial markets sector ...|
|... by those stockbrokers of sell-side research on securities should be independent and objective," ASIC commissioner Cathie Armour said. "Ensuring this conduct meets these standards directly is necessary to ensure the integrity of financial markets and ...|
|... that was inconsistent or contrary to, the investment strategy agreed in the Statement of Advice. ASIC commissioner Cathie Armour said: "Financial advisers are expected to act with honesty and in the interests of their clients. ASIC will take action against ...|
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The Australian Bureau of Statistics has revealed what people who accessed their super early due to financial hardship caused by COVID-19 spent the money on.
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The life insurance industry is developing a Professional Standards Framework for all claims and underwriting professionals, with support from the Australian and New Zealand Institute of Insurance and Finance (ANZIIF).
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With consumers in the US now contributing the most to Afterpay's business, the BNPL provider has set in motion plans to list there as new research shows the economic impact of the service.
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The COVID-19 pandemic has forced many Australians to review their life insurance cover and seek the help of a financial adviser.
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