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Showing 51 - 60 of 61 results for "Cathie Armour"

ASIC appoints markets disciplinary chair

ALEX BURKE  |  TUESDAY, 2 AUG 2016
... years. Gay also sits on the boards of the Victorian Funds Management Corporation and Koda Capital. ASIC commissioner Cathie Armour commented on the move, saying: "The Panel's track record demonstrates the value of a peer-review model in maintaining market ...

ASIC ban upheld, investment banker jailed

KERRIE SYDEE  |  MONDAY, 6 JUN 2016
... financial services company which worked with major corporate transactions involving those companies. ASIC commission Cathie Armour said: "Insider trading is a very serious crime and the penalties involved for those who may be tempted to take the risk ...

ASIC says AUD spike "not misconduct"

ALEX BURKE  |  MONDAY, 4 MAY 2015
... traded currency pair traded by turnover must be seen to be fair, orderly and transparent," said ASIC commissioner Cathie Armour. "ASIC has as a priority to promote confident and informed participation by investors and consumers in the financial system. ...

Former Vanguard portfolio manager sent to jail

MARK SMITH  |  MONDAY, 7 JUL 2014
... would have been sentenced to a total of 37 months. Hildebrandt has since repaid Vanguard $575,000. ASIC commissioner Cathie Armour said: "This case demonstrates the vigour with which ASIC will pursue company employees who fail to uphold their duties ...

ASIC warns of complacency over confidential information

MARK SMITH  |  TUESDAY, 27 MAY 2014
... trading. It can also lead to a perception of unfairness amongst shareholders and the broader market." ASIC Commissioner Cathie Armour warned companies that ASIC has the people, powers and systems to detect misconduct. "Our real-time market surveillance ...

Gunns chairman avoids jail for insider trading

MARK SMITH  |  FRIDAY, 23 AUG 2013
... information was inside information, not that he knew. Australian Securities and Investment Commission (ASIC) commissioner Cathie Armour said the conviction was a reminder the regulator was committed to combating the serious criminal offence. "The conviction ...

ASIC brandishes whip on dark liquidity and HFT

JAMES FERNYHOUGH  |  TUESDAY, 13 AUG 2013
... Australian Securities and Investments Commission (ASIC) announced its new market integrity rules. ASIC Commissioner Cathie Armour said the new rules will improve the transparency and integrity of crossing systems and deter market manipulation. "We expect ...

ASIC finalises OTC derivatives reporting rules

MARK SMITH  |  FRIDAY, 12 JUL 2013
... potential market abuse, by enhancing the transparency of information to regulators and the market," ASIC commissioner Cathie Armour said. While final trade reporting rules are in place, final regulatory guidance on those rules is expected to be published ...

ASIC to focus on analyst briefings

LAURA MILLAN  |  MONDAY, 8 JUL 2013
... have access to equal information from listed entities when making their investment decisions,' ASIC commissioner Cathie Armour said.

ASIC relaxes HFT and dark pool proposals

MARK SMITH  |  TUESDAY, 18 JUN 2013
... awareness of these areas of trading, hence the move not to proceed with some rules at this time," ASIC commissioner Cathie Armour said. "Today we are announcing our direction for the full suite of proposals and we are confident they will maintain the ...