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Showing 531 - 540 of 1827 results for "Monitor"

Aussie fundie receives global recognition

KARREN VERGARA  |  WEDNESDAY, 30 SEP 2020
An Australian fund manager has made the best female global fund managers list for the second year in a row. Fidelity International portfolio manager Kate Howitt was ranked 11th on UK publication Citywire's list of the top 30 female fund managers ...

Asset allocators not prepared for market complexity: Milestone

ELIZA BAVIN  |  WEDNESDAY, 30 SEP 2020
... implementing more complicated investment strategies. Milestone said this gives rise to portfolios that are more challenging to monitor, manage and transact. Surveying 47 institutional asset allocators, 82% of respondents reported that investment strategies ...

SMSF changes unlikely to mushroom new funds

KANIKA SOOD  |  FRIDAY, 25 SEP 2020
... members: tend to be over-confident in their abilities, over-optimistic of their funds' performance, don't carefully monitor performance relative to other superannuation vehicles and are not more financial sophisticated than general super members. ...

ASIC, IOSCO report on debt capital raisings

ALLY SELBY  |  THURSDAY, 24 SEP 2020
... prohibitions in part 7.10 of the Corporations Act in relation to insider trading, ASIC said. ASIC said it would continue to monitor DCM transactions, as well as risk management activities; the management of information, conflicts of interest and control ...

ASIC extends advice, capital raising provisions

ANNABELLE DICKSON  |  THURSDAY, 24 SEP 2020
... 24, allowing funds to provide personal advice as intra-fund advice to members relating to ERS. "ASIC will continue to monitor the appropriateness of these temporary relief measures in light of the impacts of COVID-19 on capital markets and on the demand ...

Westpac reaches $1.3bn AUSTRAC deal

ELIZA BAVIN  |  THURSDAY, 24 SEP 2020
... and relate to additional International Funds Transfer Instructions (IFTIs) reporting failures, failures to reasonably monitor customers for transactions related to possible child exploitation, and two further failures to assess the money laundering and ...

ASIC cleans up 'cash plus' funds

KANIKA SOOD  |  WEDNESDAY, 23 SEP 2020
... allocation, three REs conducting or committing to reviews, and one winding up its fund. ASIC said it will continue to monitor the outcomes and consider appropriate regulatory action, including enforcement action where necessary. "Funds should be "true ...

ASIC provides relief to Victorian advisers

ALLY SELBY  |  TUESDAY, 22 SEP 2020
... intended to impact the rights of third parties to take action in relation to any contravention. "ASIC will continue to monitor the appropriateness of the no-action position, having regard to the ongoing impact of COVID-19 and the Victorian Government's ...

Government increases fees for foreign investment

ANNABELLE DICKSON  |  MONDAY, 21 SEP 2020
... attached and those conditions require compliance, and so we are significantly beefing up the resourcing inside of Treasury to monitor compliance with our foreign investment rules," Frydenberg said. The draft fee regulations follow the broader foreign ...

Netwealth takes stake in Aussie fintech

ANNABELLE DICKSON  |  THURSDAY, 17 SEP 2020
... management, accounting and mortgage industries resulting in users to better manage client relationships, new business and monitor compliance. Its primary focus includes customer relationship management, workflow, marketing capacity and tools and reporting ...