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Showing 491 - 500 of 1827 results for "Monitor"

The future of quality advice: SMSFA

ANNABELLE DICKSON  |  THURSDAY, 18 FEB 2021
... environment capability and being clear with clients is key," he said. In addition, Ryan suggested advisers proactively monitor client portfolios and accounts to pick up on any issues early rather than reflecting on an audit. Looking forward, both Ryan ...

Revolution hires to investment team

KANIKA SOOD  |  WEDNESDAY, 17 FEB 2021
The private debt boutique has added a former Challenger investor as a portfolio manager, and an associate portfolio manager from JANA. Steve Sutinen has joined Revolution Asset Management as a portfolio manager. He spent 21 years at Challenger, including ...

CommSec launches trade knowledge tool

ELIZA BAVIN  |  MONDAY, 15 FEB 2021
... performance. "It's helpful to think of investing as just the beginning of your share market journey. It's important to regularly monitor the markets and your portfolio, and understand your risk appetite," Burns said. "Knowing how to keep track of your ...

Banks return $1.2bn for bad advice

ELIZA BAVIN  |  FRIDAY, 12 FEB 2021
... large-scale review and remediation of customers who received non-compliant advice in the same period. ASIC said it continues to monitor the ongoing implementation of the institutions' customer review and remediation programs.

Rest extends State Street relationship

KANIKA SOOD  |  WEDNESDAY, 10 FEB 2021
... Services to Rest. In November 2020, NAB Asset Servicing also signed up for Charles River IMS to help institutional clients monitor a broad range of investment mandates to meet regulatory requirements. In Australia, State Street had a 10.7% share of the ...

ASIC imposes licence conditions on Poynter Hargraves

ELIZABETH MCARTHUR  |  WEDNESDAY, 10 FEB 2021
... expects licensees to have robust controls in place for managing conflicts of interest and adequate audit processes to monitor and supervise their representatives," the regulator said. "AFS licensees should conduct sufficient periodic audits of all their ...

CFA Institute offers free exam deferral

ELIZABETH MCARTHUR  |  THURSDAY, 4 FEB 2021
The CFA Institute is allowing all candidates registered for the Level I exam in February to defer to later in the year for free and without providing a reason. "While we remain confident that most locations will successfully administer February Level ...

Milestone launches asset allocation tool

ANNABELLE DICKSON  |  TUESDAY, 2 FEB 2021
... complexities, for an enterprise-based technology to manage daily asset allocation parameters and to be able to effectively model, monitor and transact in near real time," she said. "Most solutions cannot fully support the increasingly complex product ...

Jobs return to pre-pandemic levels

ELIZA BAVIN  |  THURSDAY, 21 JAN 2021
... more in helping the government with rebuilding the Australian economy. "At its future meetings, the board will closely monitor the effects of the bond purchases on the economy and on market functioning, as well as the evolving outlook for jobs and inflation," ...

Xinja returns deposits

ANNABELLE DICKSON  |  WEDNESDAY, 20 JAN 2021
The neobank has become the first Australian bank to return its customer deposits after it withdrew its banking products and announced the return of its authorised deposit-taking institution (ADI) licence. The Australian Prudential Regulation Authority ...