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Showing 501 - 510 of 1792 results for "Monitor"

Westpac reaches $1.3bn AUSTRAC deal

ELIZA BAVIN  |  THURSDAY, 24 SEP 2020
... and relate to additional International Funds Transfer Instructions (IFTIs) reporting failures, failures to reasonably monitor customers for transactions related to possible child exploitation, and two further failures to assess the money laundering and ...

ASIC cleans up 'cash plus' funds

KANIKA SOOD  |  WEDNESDAY, 23 SEP 2020
... allocation, three REs conducting or committing to reviews, and one winding up its fund. ASIC said it will continue to monitor the outcomes and consider appropriate regulatory action, including enforcement action where necessary. "Funds should be "true ...

ASIC provides relief to Victorian advisers

ALLY SELBY  |  TUESDAY, 22 SEP 2020
... intended to impact the rights of third parties to take action in relation to any contravention. "ASIC will continue to monitor the appropriateness of the no-action position, having regard to the ongoing impact of COVID-19 and the Victorian Government's ...

Government increases fees for foreign investment

ANNABELLE DICKSON  |  MONDAY, 21 SEP 2020
... attached and those conditions require compliance, and so we are significantly beefing up the resourcing inside of Treasury to monitor compliance with our foreign investment rules," Frydenberg said. The draft fee regulations follow the broader foreign ...

Netwealth takes stake in Aussie fintech

ANNABELLE DICKSON  |  THURSDAY, 17 SEP 2020
... management, accounting and mortgage industries resulting in users to better manage client relationships, new business and monitor compliance. Its primary focus includes customer relationship management, workflow, marketing capacity and tools and reporting ...

Super funds to face parliamentary grilling

ELIZA BAVIN  |  WEDNESDAY, 9 SEP 2020
Some of the country's biggest super funds are set to face parliamentary scrutiny tomorrow as part of the House of Representatives Standing Committee on Economics ongoing review. Hostplus, AMP and Cbus are three of the big names set to front the committee ...

Morningstar sticks to AMP Capital ratings

KANIKA SOOD  |  FRIDAY, 4 SEP 2020
... help investors select strategies that will outperform and avoid those that will underperform, and we regularly review and monitor strategies for developments that may affect the rating decision. "Our ratings are initially focused on the individual investment ...

ASIC names operations, risk leads

KARREN VERGARA  |  MONDAY, 31 AUG 2020
... ASIC-wide working group will undertake this work," the report read. ASIC warned superannuation funds that it will closely monitor the impact of COVID-19 on insurance offerings. This includes reviewing trustees' communications about insurance to consumers ...

Advice disciplinary body delayed

KARREN VERGARA  |  FRIDAY, 28 AUG 2020
Financial advisers will have to wait until June 2021 for the long-awaited disciplinary body that is purported to professionalise the industry. Assistant Minister for Superannuation, Financial Services and Financial Technology, Senator Jane Hume flagged ...

ASIC drops CBA investigation

ALLY SELBY  |  THURSDAY, 27 AUG 2020
Commonwealth Bank has announced the corporate watchdog will not be taking any action against the bank nor its directors over a money laundering and counter-terrorism scandal identified by AUSTRAC three years ago. In an ASX announcement, CBA told investors ...