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Showing 31 - 40 of 558 results for "Joe"

Rodney Forrest handed prison sentence for $3m insider trading

ELIZA BAVIN  |  TUESDAY, 27 JAN 2026
... guilty to the offences and agreed to forfeit the total realised profit from his insider trading of $309,571.84. ASIC chair Joe Longo said the prosecution of insider trading was an enduring priority for the financial regulator. "Mr Forrest's actions ...

State Street boosts digital asset access with new platform

MATTHEW WAI  |  FRIDAY, 16 JAN 2026
State Street has launched a new digital asset platform as it looks to broaden institutional investors' access to the asset class. The new platform enables State Street to continue to develop "core products" like tokenised money markets funds (MMFs) ...

Pump and dump conspirators sentenced

MATTHEW WAI  |  TUESDAY, 23 DEC 2025
... the offending, the criminality is essentially in the agreement to participate in criminal activity. Commenting, ASIC chair Joe Longo reiterated the detrimental effects of pump and dump schemes. "This group used social media to rig the market, artificially ...

Adviser of MWL, UGC banned for seven years

MATTHEW WAI  |  MONDAY, 22 DEC 2025
Melbourne-based financial adviser Louis Van Coppenhagen has been banned from providing financial services for seven years over a series of misconduct when he was an authorised representative of MWL Financial Services (MWL) and United Global Capital ...

Macquarie Securities to pay $35m for misleading data reporting

RIDDHIMA TALWANI  |  FRIDAY, 19 DEC 2025
... regulatory data for more than 633,000 orders submitted to the market operator between November 2022 and March 2023. ASIC chair Joe Longo said regulators and the market rely on short sale and regulatory reporting data, especially during periods of volatility ...

ASX to undergo 'circuit breaker' reforms

ELIZA BAVIN  |  MONDAY, 15 DEC 2025
... required is significant and cannot be achieved through current tactical, incremental measures or business as usual. ASIC chair Joe Longo said urgent action was needed to set ASX on the right path. "ASX needs to embrace a new era of accountability, investment ...

Vanguard identifies strongest asset classes for coming decade

MATTHEW WAI  |  THURSDAY, 11 DEC 2025
... ultimately proves rational or not," the report said. Vanguard global chief economist and global head of investment strategy group Joe Davis said the attraction is diverting from innovation, and these are the asset classes arising to compensate investors. ...

SMC makes recommendations to safeguard super

ELIZA BAVIN  |  MONDAY, 17 NOV 2025
... urged to switch their super out of the "mainstream" super system into higher-risk options. SMC said it supports ASIC chair Joe Longo's call for stronger consumer protections, such as cooling off periods to give people the chance to "get a second opinion ...

ASIC considers 'cooling off period' for super switching

ELIZA BAVIN  |  THURSDAY, 6 NOV 2025
ASIC chair Joe Longo has said introducing "frictions" into the super switching process could help avoid a repeat of the First Guardian and Shield "catastrophe". "No one wants to preside over a problem like this if there are some potential solutions. ...

Outsourcing will 'supercharge' value of advice: Netwealth

MATTHEW WAI  |  TUESDAY, 4 NOV 2025
... outsourcing numbers in estate planning (37% and 39%). However, speaking to Financial Standard recently, Akambo managing director Joe Akiki observed that Australian advisers exhibit the attitude of 'doing everything themselves', which he said ...