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Showing 61 - 70 of 563 results for "Joe"

ASIC sets sights on 140 advisers

ELIZA BAVIN  |  THURSDAY, 18 SEP 2025
... team is now having to fight multiple different matters in the Administrative Review Tribunal as well," she said. ASIC chair Joe Longo said many of the advisers ASIC has already brought action against are "lawyered up" and have not been cooperating. "This ...

Former staffer sues ASX, Lofthouse over bullying

ELIZA BAVIN  |  TUESDAY, 16 SEP 2025
... currently a non-executive director of AGL and Collins Foods, and Funds SA chair Guy Debelle. Commenting at the time, ASIC chair Joe Longo said: "Rob, Christine and Guy bring a wealth of experience in their roles as members of ASX top 20 boards and government ...

ANZ fined $240m for bond trading, retail misconduct

KARREN VERGARA  |  MONDAY, 15 SEP 2025
... about its non-financial risk management practices and forcing it to increase its capital add-on to $750 million. ASIC chair Joe Longo slammed the bank for "fundamental issues" in its risk and compliance culture that "require the board's and executives' ...

ASIC, APRA outline regulatory reform opportunities

ELIZA BAVIN  |  FRIDAY, 5 SEP 2025
... "We are engaging with Treasury and the Australian Securities and Investments Commission on this." In his letter, ASIC chair Joe Longo outlined a range of measures ASIC has already undertaken to streamline services and cut regulatory red tape. In addition ...

ASIC culls red tape, sets sights on more

ELIZA BAVIN  |  WEDNESDAY, 3 SEP 2025
... regulation clearer, more accessible and easier to navigate, while still maintaining strong consumer protections. ASIC chair Joe Longo said the regulator had heard feedback about its guidance, its website, and its legal instruments. "Regulatory complexity ...

Societe Generale fined $3.88m

ELIZA BAVIN  |  TUESDAY, 2 SEP 2025
... about integrity and confidence in our markets that can have real world impacts on electricity and wheat prices," ASIC chair Joe Longo said. "ASIC contacted SocGen on five occasions in 2023 to serve notices, ask questions or raise concerns about volatility ...

ASIC flags firm grip on private and public markets, super funds

KARREN VERGARA  |  WEDNESDAY, 27 AUG 2025
... culminated in several managed investment scheme failures such as the Shield Master Fund and First Guardian Master Fund. ASIC chair Joe Longo commented: "We direct our efforts and finite resources to areas where we see the greatest risks and potential ...

ASIC warns of 'sharp rise' in financial misconduct

MATTHEW WAI  |  THURSDAY, 21 AUG 2025
... related conduct. It added that, to June 30, it has shut down an average of 130 scam websites each week. Commenting, ASIC chair Joe Longo said the data underscores ASIC's focus on consumer and retail investor protection. "This data shows exactly why we ...

ASIC to review RG97 to boost property supply

JAMIE WILLIAMSON  |  WEDNESDAY, 13 AUG 2025
... disclosures. "This is exactly the sort of actionable idea to address regulatory issues ASIC is open to testing," ASIC chair Joe Longo said. "We want to ensure red tape isn't unnecessarily holding back investments." The review will also consider whether ...

Decade-long ban for UGC director upheld

MATTHEW WAI  |  WEDNESDAY, 13 AUG 2025
The Administrative Review Tribunal has upheld ASIC's decision to ban United Global Capital (UGC) director Joel James Hewish for 10 years, after he lodged a review of the ban handed down in June 2024. The Tribunal conducted two hearings since the application ...