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Showing 31 - 40 of 49 results for "Jan Redfern"

ASIC bans financial planner in the west

... take financial advantage of consumers to whom he provided financial services. ASIC executive director of enforcement Jan Redfern warns, "ASIC will take action to ensure that participants in the financial services industry act honestly and with integrity ...

Third operator of early release super scheme punished

... employees who had worked in Australia but had since moved to New Zealand to reside. AISC executive director of enforcement Jan Redfern says, "ASIC has continued to scrutinise schemes promoting the early release of superannuation benefits. Consumers should ...

Zurich gives ASIC and APRA enforceable undertaking

... the individuals of the company who were responsible the misrepresentations. ASIC Executive Director of Enforcement Jan Redfern says "ASIC has accepted this enforceable undertaking to ensure that users of the financial accounts of ZFSA and ZAI are provided ...

ASIC moves against a high-yield investment scheme.

... promises of a high return usually mean there are higher risks involved," says ASIC's executive director of enforcement Jan Redfern.

Federal Court reconsiders KordaMentha remuneration claim

... by these requirements, in order to protect the interests of the creditor," ASIC executive director of enforcement Jan Redfern says.

ASIC cracks down on early access to superannuation scheme

... savings from someone who is licensed to provide superannuation advice," says ASIC's executive director of enforcement Jan Redfern. The companies came to the attention of ASIC after several public complaints against newspaper advertisements advertising ...

Primelife's settlement with ASIC comes at a high price

... significant step towards investors being properly informed about their investments," says ASIC's executive director Jan Redfern. Primelife will also support the regulators review of two further schemes currently under investigation. "ASIC's next step ...

Clearview and MBF Life agree to correct unit pricing errors

... request. MBF Life and Clearview must also report to ASIC regarding these matters. ASIC executive director of enforcement Jan Redfern says, "ASIC was concerned to ensure that the interests of investors were not in any way compromised by the incorrect ...

Colonial Mutual to fix unit pricing errors

... have yet to be looked at. They will report to ASIC on these matters as well. ASIC executive director of enforcement Jan Redfern says, "This outcome represents a good example of industry identifying a problem and ensuring that customers are properly informed ...

Fincorp feels ASIC's displeasure

... their funds in higher risk investments than they can reasonably tolerate," ASIC executive director of enforcement Jan Redfern said. As a result of its review of high-yield debentures ASIC prevented four offers that failed to disclose relevant information ...