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Showing 21 - 30 of 49 results for "Jan Redfern"

Machiavellian Macville gets prison term

... a clear message that people in positions of trust, who misuse investors funds, will not be treated lightly," said Jan Redfern, ASIC's Executive Director of Enforcement.

Funds resolve ASIC disclosure issues

... with ASIC's statement crediting the four funds for their full cooperation. ASIC's Executive director of enforcement, Jan Redfern, reminded funds that the key drive for changes is to ensure consumer understanding and informed decisions. "Superannuation ...

ING Australia to correct unit pricing errors

... interests. We have strengthened our unit pricing processes and controls, incorporating the recommendations of PwC." Jan Redfern, ASIC's Executive Director of Enforcement said, "This outcome continues ASIC's work with the financial services industry to ...

SMSF adviser ordered to repay clients

... involved in setting up and managing self-managed superannuation funds," says ASIC executive director of enforcement Jan Redfern. ASIC warns that people considering SMSFs should do so from an adviser who is holder of an AFSL as well as understand that ...

AXA's Andy Penn fights APRA ban

... trustees is critical, particularly in situations where members are exercising choices based on that information," said Jan Redfern, ASIC's Executive Director of Enforcement. Penn has denied any wrongdoing although he has stepped aside as head of Axa's ...

ASIC and IAG resolve premium problems

... matching customer data due to limitations of customer database systems. ASIC's Executive Director of Enforcement, Jan Redfern welcomed the early reporting of the problems and irregularities by AIL to ASIC and both organisations have worked closely to ...

ASIC winds up managed investment scheme

... should be wary of investing in schemes offering high rates of return," says ASIC executive director of enforcement Jan Redfern.

ASIC nabs SMSF adviser

... superannuation fund, commonly referred to as a 'SMSF' or 'DIY' fund', says ASIC's executive director of enforcement Jan Redfern. ASIC has banned Shaun Oliver White and nine related companies from carrying on a business related to superannuation without ...

ASIC bans SMSF adviser

... involved to establish and maintain a self-managed superannuation funds," says ASIC's executive director of enforcement Jan Redfern. Steve Preston (formerly known as Gordon Charles Folwer) and Manito Pty Ltd, traded as Superannuation Retrieval Services ...

Orders issued against investment scheme manager

... $20 million relating to these loans is still payable to Seabay by Mercorella. ASIC executive director enforcement Jan Redfern says, "ASIC took action to protect investors and to prevent even more people giving Mr Mercorella their money to invest in what ...

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Super funds race to implement digital advice

VINNY VUCAGO

Australian superannuation funds are increasingly turning to digital advice tools to bridge the longstanding gap between members needs and access to affordable financial guidance, according to executives at wealth technology Bravura Solutions.

Musk's $106bn fundamental-defying IPO lands on Nasdaq

RIDDHIMA TALWANI

SpaceX has raised US$75 billion ($106.8bn) in the biggest-ever stock market debut, valuing Elon Musk's rocket and satellite company at US$1.77 trillion.

Quinbrook appoints Australian lead

VINNY VUCAGO

Energy transition infrastructure investor Quinbrook has appointed Tim Horneman as region leader for Australia, formalising his responsibility for the firm's local investment activities and business operations.

Former ASFA COO joins housing fund manager

MATTHEW WAI

The former chief operating officer of the Association of Superannuation Funds of Australia (ASFA) has joined C1 Capital Group as chief investment and operating officer.

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