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Showing 41 - 49 of 49 results for "Jan Redfern"

ASIC shuts down currency trading websites

... Remember offering financial advice or products without a license is illegal" said ASIC executive director of enforcement Jan Redfern. The companies Stevens I.T., Sydney Gold Sales and Fountainhead Management cooperated with ASIC throughout the investigation. ...

ASIC halts illegal early release super schemes

... injunctions prevent the pair from any further participation in the schemes. ASIC executive director of enforcement Jan Redfern said "ASIC has recently observed an increase in illegal schemes promoting the early release of superannuation entitlements." ...

ASIC appoints new executive director of enforcement

AAP | FRIDAY, 16 JAN 2004

The national securities watchdog has appointed Jan Redfern as its Executive Director Enforcement. Acting chairman of the Australian Securities and Investments Commission, Jeffrey Lucy, announced Ms Redfern\'s appointment late yesterday. Ms Redfern ...

Disciplinary board rescinds convicted Sydney auditor's registration

... into a good behaviour agreement for a further period of six months. ASIC deputy executive director of enforcement Jan Redfern said, "The conviction of an auditor of an offence involving dishonesty is a very serious matter. ASIC will not hesitate to refer ...

Federal Court continues NII proceedings following ASIC action

... the enforceable undertaking that ASIC accepted on 30 July 2003," ASIC's deputy executive director of enforcement, Ms Jan Redfern said. "It is important to bring these matters to the attention of the court so that, if the court finds these allegations ...

Adelaide auditor disciplined following ASIC application

... "ASIC regards any breach of an auditor's responsibilities as very serious," said ASIC deputy director of enforcement Jan Redfern. "The public must be able to rely on auditors to meet their responsibilities as required by the law and their profession. ...

ASIC obtains undertakings over misleading website

... misled into believing they are protected under international laws" said ASIC deputy executive director of enforcement Jan Redfern. "People should be aware there are some risks involved in placing their insurance with unauthorised foreign insurance companies ...

Tower Australia to repay policyholders

... court. The proceedings against Tower were brought by the Australian Securities and Investments Commission (ASIC). Jan Redfern, ASIC's Deputy Director of Enforcement said the watchdog's action had ensured that any investor who lost money as a result of ...

ASIC takes action against Rural and General Insurance

... regulated in Australia - it means a consumer has no protection under Australian law if something goes wrong", said Jan Redfern, ASIC deputy executive director of enforcement

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Australian Unity to shed 195 roles

MATTHEW WAI

Australian Unity is reducing its workforce by 195 positions due to underperformance stemming from delays in government support for its Home Health platform and the integration of several businesses.

Count shutters limited-advice business, slips in size ranking

MATTHEW WAI

Count Financial has reportedly wound up its restricted SMSF/limited-advice service, losing some 26 advisers on the Financial Adviser Register, latest data shows.

First Super recruits head of investments from Prime Super

MATTHEW WAI

First Super has appointed a new head of investments, replacing Chris Artis, who was in the position for the past three months on an interim basis.

BMO eyes Euroz Hartleys' capital markets business

KARREN VERGARA

Euroz Hartleys confirmed it is in discussions with Canada's BMO Financial Group for a potential sale of its capital markets business for $145 million.

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