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Showing 471 - 475 of 475 results for "Remediation"

AGEST bungle isolated: BNP Paribas

BEN COLLINS  |  THURSDAY, 26 JUL 2012
... it knew about the mistake in May 2011, and had since been engaged in an ongoing process to finalise the process of remediation. BNP Paribas also said that all the data supplied to AGEST had been independently audited and validated by Ernst & Young. "We ...

JB Global submits to independent review

ALISON BEVEGE  |  TUESDAY, 19 JUL 2011
... Australian Securities and Investment Commission imposed new licence conditions on the company. JB Global will also offer remediation to any clients who may have received inappropriate advice, review some client advice and appoint a legal firm to monitor ...

ASIC warns it will act on rogue ETF pricing

ALISON BEVEGE  |  WEDNESDAY, 13 JUL 2011
... index and algorithmic trading issues. This was nearly double the 14 actions involving ETFs of the previous period. Remediation through agreed compliance action was achieved in 13 of the 22 cases. In the report, the regulator said it was increasingly ...

UBS restructures core business

MICHAEL HOBBS  |  WEDNESDAY, 13 AUG 2008
... reduced our risk exposures, balance sheet, costs and personnel, made changes in our group governance model and initiated remediation measures. "I am determined to make the management of UBS more effective. These fundamental changes to the way we run ...

Tower says proposing spinning off Aust wealth management bus

AAP  |  TUESDAY, 14 SEP 2004
... shareholders retaining an ownership interest in that business. \"The directors believe that as Tower moves from a remediation phase into delivering profitable growth, the proposed spin off of Tower\'s Australian Wealth Management business would provide ...