Search Results | Showing 441 - 450 of 6430 results for "regulatory" |
| | | ASIC has permanently banned former investment manager and director Brett Paul Trevillian for fabricating investment reports of his trading strategy 'The Gold Method'. Trevillian, who has been serving a three-year sentence by way of an intensive ... |
| | | | Societe Generale (SocGen) has been fined $3.88 million by the Market Disciplinary Panel (MDP), following an ASIC investigation, for failing to prevent suspicious orders from being placed on the electricity and wheat futures market. ASIC said SocGen ... |
| | | | ... "Projects selected for the pilot phase will have a dedicated engagement manager who will provide a faster way to navigate regulatory and approval requirements and identify suitable government financing opportunities from existing specialist investment ... |
| | | | Former United Global Capital (UGC) adviser Milutin Petrovic is banned for six years after ASIC found he failed key advice obligations when recommending clients invest their retirement savings into the Global Capital Property Fund Limited (GCPF). Petrovic ... |
| | | | ... The inquiry was also supposed to look at the actions of those involved contributed to the collapse, the role of the regulatory regime and ASIC, and the enforcement options available to ASIC. The committee was supposed to deliver its report by the last ... |
| | | | ... Income Fund (PIF), to Newmark Capital. Despite the positive results, Australian Unity said it faced challenges from regulatory changes and activity across many of its operating businesses, noting the delay in the implementation of the Aged Care Act. ... |
| | | | The AFSL of MWL Financial Services has been cancelled, while both its director and its compliance manager have copped bans after they allegedly helped funnel more than $150 million in investments into the Shield Master Fund. MWL recommended Shield to ... |
| | | | ASIC is targeting the perfect storm of declining public market listings, booming private markets and the growing influence of superannuation funds as key enforcement priorities over the next four years, insisting that it is not sitting on the sidelines. ... |
| | | | The Australian Taxation Office (ATO) has warned of an increase in "dodgy advice" about accessing superannuation savings for non-critical medical procedures, like cosmetic dental work. The number of people accessing their super under the guise of medical ... |
| | | | Equity Trustees will face court over its alleged due diligence failures concerning the Shield Master Fund. ASIC flagged that as a superannuation trustee, Equity Trustees oversaw the investment of around $160 million of retirement savings into Shield ... |
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