Search Results | Showing 471 - 480 of 6449 results for "regulatory" |
| | | ... Global Emerging Markets Leaders after having "Sustainability" removed from its name in September 2024, partly driven by regulatory reasons. Nelson led the strategy in 2017 before Desai took over lead manager responsibilities in May 2023, while he stayed ... |
| | | | ... and by transaction volume it is the world's "largest" centralised crypto exchange. Established in 2017, it holds regulatory approvals or permissions in around 20 jurisdictions. Considering this, AUSTRAC chief executive Brendan Thomas said he expects ... |
| | | | The Federal Court imposed urgent interim orders to freeze the assets of First Mutual Private Equity (FMPE) and its sole director Gregory Raymond Cotton, with ASIC concerned more than $50 million of investor funds is at risk. ASIC is investigating FMPE ... |
| | | | ... principle of reporting. "The government's announcement it will be introducing 'tell-us-once' legislation to reduce regulatory duplication is a significant win for all Australians, and will benefit everyone with a superannuation account," Delahunty said. ... |
| | | | Super Consumers Australia (SCA) is calling on the government to alter anti-hawking legislation to ensure consistency between selling financial services and financial products. In response to an Australian Competition and Consumer Commission (ACCC) consultation ... |
| | | | ... compliance, enforcement and consumer outcomes," Longo said. Simultaneously, ASIC has released its six-monthly Enforcement and Regulatory update which highlighted ASIC's first discussion paper on the dynamics between public and private markets and a range ... |
| | | | ... larger footprint, efficiency remains a challenge. Smaller practices continue to grapple with compliance burdens and regulatory uncertainty, while larger practices are more focused on resourcing and technology integration to scale effectively." Although ... |
| | | | ... investments, and head of products. At Evidentia, Komadina will oversee operational infrastructure, risk management and regulatory compliance. This is the last appointment to complete Evidentia's executive leadership team. Evidentia, Lonsec Investment ... |
| | | | ... intention to purchase an additional 4.8% interest in Challenger from Apollo Global Management, which has since received regulatory approval. This has brought its total stake in Challenger to 19.9%. "In 2026, Challenger will focus on maintaining our financial ... |
| | | | Gold Coast-based financial adviser Andrew Rankin has been banned for four years for failing to act in clients' best interests by pushing them to invest in the Global Capital Property Fund (GCPF) and Pivotal Diversified Fund. The banning took effect ... |
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