Search Results | Showing 411 - 420 of 6430 results for "regulatory" |
| | | ... the judgement. "The requirement to hold an AFSL to carry on a financial services business is an important part of the regulatory framework for the protection of investors," Justice Derrington said. "Mr Hodgson adopted a laissez-faire approach to compliance ... |
| | | | ... "multi-chain" support, spanning from Ethereum to the Australian-built Redbelly. It will also be able to provide extensive regulatory oversight, including a fit-for-purpose Australian financial services licence (AFSL) and Digital Currency Exchange registration ... |
| | | | ASIC has released the interim report from its review into the nation's $200 billion private credit market, which it says could pose a systemic risk to many investors if a downturn were to occur. The review has so far found that while most investors ... |
| | | | ASIC has issued an interim stop order against the RELI Capital Mortgage Fund, a registered managed investment scheme operated by RELI Capital. The regulator said it is to protect consumers and retail investors from acquiring a product not suitable for ... |
| | | | La Trobe Financial has been told by ASIC to stop offering its 12 Month Term Account and 2 Year Account products offered under the La Trobe Australian Credit Fund, as well as its US Private Credit Fund. The regulator said it is concerned that the target ... |
| | | | ... registers essential to Australia's economic infrastructure, to landmark reports and discussion papers on tackling regulatory complexity, private and public markets, superannuation member services and banks' support for low income and hardship ... |
| | | | ... allowed the products to be offered, Save Our Super said. "The Commonwealth government must accept responsibility for the regulatory failures of ASIC and APRA. Accordingly, it should provide seed funding to ensure victims are not forced to pay twice for ... |
| | | | ... implement regulation for digital assets, including a framework for payment stablecoins. In July 2025, ASIC provided regulatory relief for participants of Project Acacia, a three-year project to test the central bank digital currency. |
| | | | ASIC deputy commissioner Sarah Court told a parliamentary committee this morning that the regulator has identified around 140 financial advisers who were involved in super switching misconduct relating or similar to Shield and First Guardian. "We had ... |
| | | | ASIC has appointed a new chair, deputy chair and three new members to its Market Disciplinary Panel (MDP), replacing five members who are set to retire. Victoria Weekes has been appointed chair of the MDP, taking over the reigns from Simon Gray after ... |
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