Search Results | Showing 411 - 420 of 6702 results for "regulatory" |
| | | Macquarie Investment Management breached the Corporations Act by failing to place the Shield Master Fund on a watch list, the Federal Court has found. Handing down findings today, Justice Wheelahan determined Macquarie should have placed the fun on ... |
| | | | Minister for financial services Daniel Mulino said the government is looking into the information various regulatory bodies seek from the financial services industry to cut red tape. "We rightly, I believe, have multiple regulators in financial services. ... |
| | | | ... access. "The number of financial advisers has declined dramatically since the start of 2019, following significant regulatory and education reforms," Abood said. "This decline is structural, not cyclical. Retirement of older financial advisers, regulatory ... |
| | | | ASIC is seeking feedback on options for increasing the net tangible assets (NTA) requirement for responsible entities of registered managed investment schemes. In addition, ASIC is looking at increasing the NTA requirements that apply to other fund ... |
| | | | ... and strategic risk management aligns strongly with AWAG's commitment to best practice advice standards and robust to regulatory frameworks," AWAG said. "David is also highly regarded for his broad corporate insight and practical approach to supporting ... |
| | | | ... subjects. The four proposed accredited financial advice subjects are ethics for professional advisers, financial advice regulatory and legal obligations, client and consumer behaviour, and financial advice fundamentals. The proposed list of financial ... |
| | | | ASIC has warned younger Australians that cryptocurrency and the like could be setting them up for failure, setting unrealistic expectations on returns, price volatility and long-term investing. A national survey conducted by YouGov found around one ... |
| | | | ... integration across a multi-location workforce. FEAL chair Brian Delaney said: "In a period marked by market volatility, regulatory change and heightened expectations, Jason delivered transformational change ahead of schedule while strengthening governance ... |
| | | | ASIC commissioner Simone Constant has taken aim at superannuation fund trustees over how they identify systemic issues from member complaints. Speaking at an industry event, Constant said five out of the 10 super funds the regulator is reviewing over ... |
| | | | ... ASIC has argued that while digital assets are a technological shift from current financial systems, the foundational regulatory principles for it remains the same. Speaking at the Melbourne money & finance conference, ASIC senior executive leader of ... |
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