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Showing 421 - 430 of 2080 results for "Australian Securities"

ASIC takes SMSF property spruikers to court

LAURA MILLAN  |  WEDNESDAY, 12 NOV 2014
The Australian Securities and Investments Commission (ASIC) has sought court orders against an unlicensed property investment promoter based in New South Wales. Park Trent Properties Group is carrying on an unlicensed financial services business and ...

Gold Coast advice firm enters EU over misleading ads

LAURA MILLAN  |  TUESDAY, 11 NOV 2014
... property management business Equanimity Concepts has entered into an enforceable undertaking (EU) with the Australian Securities and Investments Commission (ASIC). The regulator found that from January 2012 to July 2014 Equanimity advertised that consumers ...

Spring FG set to launch IPO

LAURA MILLAN  |  FRIDAY, 7 NOV 2014
... key acquisitions during the past few months. Spring FG is working towards lodging a prospectus with the Australian Securities and Investments Commission (ASIC) by the end of November or early December and expects the company to list on the Australian ...

Sophisticated investor register launched

MARK SMITH  |  THURSDAY, 6 NOV 2014
... increasing focus on the efficiency and integrity of Australia's consumer financial services system by the Australian Securities and Investments Commission (ASIC) and the Financial System Inquiry. In developing Cygura, Sophisticated Access worked closely ...

CBA wealth division shrugs off falling market

MARK SMITH  |  WEDNESDAY, 5 NOV 2014
... on-track to beat its record full-year result of $8.8 billion profit for last year. In a statement on the Australian Securities Exchange (ASX) it said revenue growth and continued cost discipline resulted in positive "jaws" being maintained. "Group Net ...

Treasury Group merger postponed to November

LAURA MILLAN  |  TUESDAY, 4 NOV 2014
... approvals and finalization of procedural banking requirements," Treasury Group said in a statement on the Australian Securities Exchange (ASX). "Other material conditions have been satisfied including finalization of the merger structure, required consents ...

Astarra director banned, loses AAT appeal

LAURA MILLAN  |  MONDAY, 3 NOV 2014
The Administrative Appeals Tribunal (AAT) has backed the Australian Securities and Investment Commission (ASIC) decision to permanently ban former Astarra director Eugene Liu from providing financial services. AAT senior member Jan Redfern said: "there ...

Share trader jailed over $260,000 fraud

LAURA MILLAN  |  MONDAY, 3 NOV 2014
... The Commonwealth Director of Public Prosecutions prosecuted the matter following an investigation by the Australian Securities and Investments Commission (ASIC). ASIC commissioner John Price said: "Jones acted with complete disregard to the law and now ...

Asteron ends business relations with 134 rogue advisers

LAURA MILLAN  |  FRIDAY, 31 OCT 2014
... treating it as rhetoric, we will not win," he said. While Asteron has not reported these advisers to the Australian Securities and Investments Commission (ASIC), Hawke said: "the regulator absolutely knows. They have lists of people who are the highest ...

ASIC pays commissioners $2.9m in 2014

LAURA MILLAN  |  THURSDAY, 30 OCT 2014
The five top executives at the Australian Securities and Investments Commission (ASIC) will receive a total salary of $2.9 million for 2014, about $10,000 less than in 2013. The ASIC annual report did not match the name of each commissioner with the ...