Search Results | Showing 421 - 430 of 5592 results for "ASIC" |
| | | ... his clients set up self-managed superannuation funds (SMSFs) and invest most of their retirement savings into the funds. ASIC said Rankin failed to act in the best interests of his clients in doing so, as both funds were speculative, illiquid investments ... |
| | | | ... legal background, Versace brings risk advisory and compliance expertise from various financial institutions including KPMG, ASIC, NAB, and Northern Trust Corporation. More recently, Versace entered the super sector as head of risk at AustralianSuper ... |
| | | | ... million, a 7.2% increase from FY24. It had additional operating expenses of between $25 million and $35 million resulting from ASIC's inquiry into the exchange announced in June, increasing its total expenses growth guidance for FY26 to between 14% and ... |
| | | | ... reported more than a year later than it should have been. Under the Reportable Situations Regime, all AFSL holders must notify ASIC of a reportable situation - in this instance, a significant breach of 'core obligations' - within 30 calendar ... |
| | | | ... lenders must consider varying a troubling customer's credit contract and advise the decision within specified timeframes. ASIC deputy chair Sarah Court said the decision highlights the seriousness of the negligence. "These failures likely made an already ... |
| | | | ASIC commissioner Simone Constant has told super trustees more needs to be done to meet obligations under the Retirement Income Covenant. "We are three years into the Retirement Income Covenant now. Three years since trustees have been obliged by law ... |
| | | | ASIC is reviewing the need for superannuation funds to include stamp duty payments in fee disclosures in a bid to boost their investment in property. Super funds have long held concerns that obligations under Regulatory Guide 97: Disclosing fees and ... |
| | | | The Administrative Review Tribunal has upheld ASIC's decision to ban United Global Capital (UGC) director Joel James Hewish for 10 years, after he lodged a review of the ban handed down in June 2024. The Tribunal conducted two hearings since the application ... |
| | | | ... Consent forms missing an account number has resulted in advisers submitting a substantial number of reportable situations to ASIC that can be considered as a breach report, FAAA general manager of policy, advocacy and standards Phil Anderson said. Under ... |
| | | | ... Sydney's Local Court yesterday, Forrest pleaded guilty to two counts of insider trading between August and September 2024. ASIC alleged he acquired about $2.6 million of Platinum shares while in possession of inside information and encouraged others ... |
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