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Showing 401 - 410 of 674 results for "Lodge"

ASIC suspends advice firm for three months

LAURA MILLAN  |  WEDNESDAY, 1 OCT 2014
... (AFSL) suspended from September 23, 2014, to December 19, 2014. Following surveillance, ASIC found that the firm failed to lodge true and fair annual accounts, together with an auditor's report before 31 October of the relevant year, and failed to report ...

Perpetual set to launch ASX-listed fund

STAFF WRITER  |  FRIDAY, 12 SEP 2014
Perpetual has announced that it is planning to launch a listed investment company (LIC) later this year called Perpetual Equity Investment Company Limited. The LIC will initially offer shares with an entitlement to add a further share for every share ...

Naos to launch long/short equity LIC

MARK SMITH  |  FRIDAY, 12 SEP 2014
Naos Asset Management has lodged its prospectus to the ASX to IPO its second listed investment company (LIC), the Naos Absolute Opportunities Company. Naos hopes to raise $50 million by the end of October from private investors, institutional funds ...

FIIG to manage $50m bond issue for 360 Capital

MARK SMITH  |  TUESDAY, 9 SEP 2014
360 Capital Group is the latest company to bring a corporate bond offering to the market with the help of FIIG Securities. The property investment and funds management group is looking to raise $50 million through a senior unsecured note offering though ...

Coffey to raise $40 million via bond market

MARK SMITH  |  WEDNESDAY, 3 SEP 2014
Professional services consultancy Coffey International will undertake an unsecured corporate bond offering to raise $40 million, with FIIG Securities acting as the lead arranger. FIIG Securities chief executive Mark Paton said the company was pleased ...

Matrix merger to place ClearView among top 10 licensees

LAURA MILLAN  |  MONDAY, 1 SEP 2014
ClearView's bid to acquire all of the shares in Matrix's financial planning business would place the combined group among Australia's ten largest advice groups by number of advisers. ClearView and Matrix entered into a merger implementation deed last ...

Maurice Blackburn mulls class action against Macquarie

LAURA MILLAN  |  MONDAY, 18 AUG 2014
Maurice Blackburn is considering starting a class action against Macquarie in light of the growing number of disgruntled Macquarie Private Wealth customers approaching the litigator. Maurice Blackburn head of the financial disputes department John Berrill ...

Advice group sues online forum over negative review

LAURA MILLAN  |  MONDAY, 18 AUG 2014
Financial planning firm WCS Group has started legal action against forum website Whirlpool over comments posted by a user named 'homemadecook.' WCS Group is a financial planning and mortgage broking business within NAB-owned dealer group Apogee. As ...

CareSuper, Crowe Horwath partner to wind up SMSFs

STAFF WRITER  |  WEDNESDAY, 13 AUG 2014
... drawn out, you have to notify the ATO, liquidate or transfer all the assets of the fund, arrange a final audit of your fund, lodge your SMSF annual return and finalise any outstanding tax liabilities." Crowe Horwath head of SMSFs Susie Salmon explained ...

ASIC cracks down on advisers over PI insurance

LAURA MILLAN  |  THURSDAY, 7 AUG 2014
The Australian Securities and Investments Commission (ASIC) has cancelled seven Australian financial services (AFS) licenses that did not comply with professional indemnity (PI) insurance obligations. The review targeted licensees which had not requested ...