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Showing 431 - 440 of 674 results for "Lodge"

Bankrupt adviser gets nine month ban

STAFF WRITER  |  TUESDAY, 3 DEC 2013
... representative of Australian Life Insurance Distribution Pty Ltd and provided statements of advice. He has the right to lodge an appeal with the Administrative Appeals Tribunal for a review of ASIC's decision. Under section 920(A) of the Corporations ...

New index offers chance to invest like a billionaire

MARK SMITH  |  WEDNESDAY, 27 NOV 2013
... Warren Buffett, Carl Icahn and George Soros. Devised from the quarterly disclosures investment managers are required to lodge with the Securities Exchange Commission (SEC), the index is composed of the top 30 large-cap equities listed on the S&P 500 ...

SMSF trustees suffer "unacceptably poor advice"

LAURA MILLAN  |  WEDNESDAY, 13 NOV 2013
Self-managed super fund (SMSF) trustees are suffering "an unacceptably high level of poor advice" when it comes to set up and administering their funds. The Australian Institute of Superannuation Trustees (AIST) and Industry Super Australia (ISA) recently ...

Electronic reports signify Stronger Super milestone

MARK SMITH  |  MONDAY, 11 NOV 2013
... platform, we have been able to load and validate large amounts of complex accounting, investment and Trustee information and lodge via APRA's electronic reporting portal. Funds now have access to all their data and can sign-off via the miraqle platform ...

Customers accuse NAB of "predatory lending" in Senate inquiry

LAURA MILLAN  |  FRIDAY, 8 NOV 2013
The National Australia Bank (NAB) does not intend to make a submission to the Senate inquiry into the performance of the Australian Securities and Investment Commissions (ASIC) despite customer submissions accusing the bank of "predatory lending." A ...

ANZ praises ASIC "integrity" amid consumer complaints

LAURA MILLAN  |  WEDNESDAY, 6 NOV 2013
ANZ has praised the integrity of the Australian Securities and Investments Committee (ASIC) in its submission to the Senate inquiry into the regulator's performance, despite coming under fire from consumers. ANZ is the first large financial institution ...

Advice main concern in FOS investment disputes

LAURA MILLAN  |  WEDNESDAY, 23 OCT 2013
Financial advice keeps being the main concern for consumers who lodge investment-related claims to the Financial Ombudsman Service (FOS). The FOS 2012-13 annual review found an 11% reduction of all disputes. In total, the FOS received 32,307 disputes ...

Finance broker gets 6 month ban

STAFF WRITERS  |  WEDNESDAY, 16 OCT 2013
... had contravened the National Consumer Credit Protection Act 2009 (Cth) (National Credit Act). He did this by failing to lodge an annual compliance certificate within 45 days after the licensing anniversary of his Australian credit license and threatening ...

Industry funds ask for specialised SMSF adviser training

LAURA MILLAN  |  THURSDAY, 3 OCT 2013
Industry superannuation funds associations are asking financial planners who provide self-managed superannuation fund (SMSF) advice to undertake a different and more specialised training than those who advice on funds regulated by the Australian Prudential ...

Ironbridge to acquire 100% of Bravura

ALICE URIBE  |  TUESDAY, 24 SEP 2013
... Australia for the approval of the scheme at a hearing scheduled for later this week. If approved Bravura will immediately lodge court orders with the Australia Securities and Investments Commission (ASIC) which will mean the company will go into a trading ...