Search Results | Showing 391 - 400 of 3472 results for "Compliance" |
| | | ... of US$70 million and prejudgment interest of US$9.8 million. MIMBT also agreed to undertakings, such as retaining a compliance consultant to conduct a review of its policies and procedures relating to, among other things, valuation of CMOs and associated ... |
| | | | ... proposed framework today, the government outlined further details it plans to include in legislation to incentivise compliance and ensure employees are fairly compensated when super payments are delayed. From 1 July 2026, employers will be required to ... |
| | | | ... exploit. The framework drives action against scams through strong obligations. It includes tough penalties for non-compliance and dispute resolution pathways for consumers to seek redress. Under the framework the Minister for Financial Services can designate ... |
| | | | ... trading locations. "ITS helps asset owners and asset managers to meaningfully lower costs, reduce risk, manage regulatory compliance, and enhance transparency and operational efficiency," Northern Trust said. The addition of ITS expands Northern Trust's ... |
| | | | ... performance, while others are relying too much on consumers to self-certify they fit a target market, an ASIC review into compliance with design and distribution obligations (DDO) shows. The regulator is calling on product issuers to ensure their distribution ... |
| | | | AMP has appointed a new general manager of risk, compliance, and policy who recently finished up at ClearView. Cloe Reece joined the wealth manager this month after spending more than two years as ClearView's chief risk officer, where she led the ... |
| | | | ... designed to ensure the ACCC is informed of mergers most likely to be anti-competitive, while minimising the overall compliance burden on businesses. The new rules will trigger mandatory notification requirements if mergers meet one of two monetary thresholds ... |
| | | | ... frameworks," it said. Finally, the FSU said: "While we acknowledge the need for certain types of monitoring for regulatory compliance and safety, the current practices are far too invasive and lack the necessary oversight. We believe that effective regulation ... |
| | | | ... retirement. During this time, she advised Jeremy Cooper, head of retirement income. Haqqani previously worked as a compliance manager for RBC Global Asset Management and a product and relationship specialist at EQT Funds Management. She spent five years ... |
| | | | ... sector," it said. "We are continuing to explore new services, sharing information and assets to increase regulatory compliance and reduce harm." |
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