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Showing 361 - 370 of 3472 results for "Compliance"

Fair Work ruling, ASIC put offshoring arrangements on notice

KARREN VERGARA  |  THURSDAY, 14 NOV 2024
... client businesses. "They should be able to demonstrate commitment to safety by investing in firewalls, remote servers, compliance training, secure office space, and security certification," she said. The corporate regulator also has its sights on offshore ...

Bell Financial Group bids $51m for SelfWealth

KARREN VERGARA  |  WEDNESDAY, 13 NOV 2024
... in January 2025. She spent more than 10 years at Paradice Investment Management as chief operating officer and chief compliance officer based in Colorado. BAM chief executive Michael Lovett said Hill's new role is designed to bolster strategic growth ...

Outdated super rule costs teens $10k at retirement

MATTHEW WAI  |  TUESDAY, 12 NOV 2024
... contributions to young workers, SMC said the "discriminatory rule" is complex for businesses to track and ensure legal compliance. "Every Australian worker, at every age, deserves the right to set themselves on the path to a dignified retirement," SMC ...

AMP makes operations, product, strategy hires

MATTHEW WAI  |  TUESDAY, 12 NOV 2024
... created roles. Baker oversees client servicing, investment operations, third-party relationships, data and risk and compliance functions. Baker is an experienced financial services leader with over 20 years' experience in driving operations, enhancing ...

Systemic issues impact 20k consumers: AFCA

MATTHEW WAI  |  MONDAY, 11 NOV 2024
... (AFCA) revealed some of the most common systemic issues it saw in the second half of FY24, including continued non-compliance with the Protecting Your Super regime. According to the Systemic Issues Insights Report, over 20,000 consumers were impacted ...

FCA changes bonds, derivatives transparency rules

KARREN VERGARA  |  WEDNESDAY, 6 NOV 2024
... "greater transparency, in terms of timeliness and content of the information published to the market" and result in lower compliance costs for participants and higher quality post-trade data. Changes to the transparency regime come into force on 1 December ...

Cbus names chief strategy officer

ELIZABETH FRY  |  FRIDAY, 1 NOV 2024
... redundant in pursuit of its growth strategy. Departing the industry fund for building and construction is the head of compliance, acting head of brand and marketing, head of marketing, communications, and insights, head of strategy, and head of investment ...

Licensees pay $92m in compensation

ELIZA BAVIN  |  FRIDAY, 1 NOV 2024
... general, most breaches were identified through staff reports or business unit reports (48%), followed by the internal compliance function (16%) and customer complaints via internal dispute resolution (15%). In addition, there was an increase in the time ...

Cbus implements senior redundancies

ANDREW MCKEAN  |  THURSDAY, 31 OCT 2024
... several senior staff redundant in pursuit of its growth strategy. The $94 billion industry fund has let go of its head of compliance, acting head of brand and marketing, head of marketing, communications, and insights, head of strategy, and head of investment ...

SMSF Association announces board director changes

MATTHEW WAI  |  WEDNESDAY, 30 OCT 2024
... the success and growth of the sector at a leadership level. Griffiths has a sophisticated background in legislative compliance, retirement income streams and estate planning. He added: "I have always greatly valued the association's role in the superannuation ...