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Showing 371 - 380 of 3474 results for "Compliance"

Cbus implements senior redundancies

ANDREW MCKEAN  |  THURSDAY, 31 OCT 2024
... several senior staff redundant in pursuit of its growth strategy. The $94 billion industry fund has let go of its head of compliance, acting head of brand and marketing, head of marketing, communications, and insights, head of strategy, and head of investment ...

SMSF Association announces board director changes

MATTHEW WAI  |  WEDNESDAY, 30 OCT 2024
... the success and growth of the sector at a leadership level. Griffiths has a sophisticated background in legislative compliance, retirement income streams and estate planning. He added: "I have always greatly valued the association's role in the superannuation ...

Gap exists between licensees' AI use and governance processes: ASIC

MATTHEW WAI  |  TUESDAY, 29 OCT 2024
... insurance claims, it found. Still, ASIC found licensees' had not identified the potential implications of AI on their compliance with conduct and consumer protection obligations or other regulatory obligations. "For example, customer segmentation ...

AMP hires growth lead for super, investments

JAMIE WILLIAMSON  |  FRIDAY, 25 OCT 2024
... spent close to four years as national manager. Her appointment follows that of Cloe Reece as general manager, risk, compliance, and policy last month. She joined from ClearView where she had served two years as its chief risk officer. AMP group executive ...

ClearView announces executive changes

MATTHEW WAI  |  FRIDAY, 25 OCT 2024
... company in 2019 from Suncorp Group as general counsel and company secretary and leads ClearView's legal and risk and compliance functions. She is responsible for corporate affairs and regulatory engagement, ClearView said. ClearView managing director ...

Australian Ethical awards front office mandate

ANDREW MCKEAN  |  WEDNESDAY, 23 OCT 2024
... Management Solution, which manages more than US$59 trillion in assets, for portfolio and risk management, trading, compliance, performance measurement and attribution, its investment book of record, and transaction management. It will also leverage the ...

My Dealer Services appoints head of strategy

MATTHEW WAI  |  MONDAY, 21 OCT 2024
... (ACL) and Australian financial service licence (AFSL). It currently provides around 100 subscribed ASFL clients with compliance and business support. The appointment comes at a time when the company is eager to significantly grow the depth of services ...

ASIC makes key appointments to executive team

ELIZA BAVIN  |  THURSDAY, 17 OCT 2024
... executive director regulation and supervision, and Chris Savundra to the role of executive director enforcement and compliance. Soros will join ASIC from the Australian Transaction Reports and Analysis Centre (AUSTRAC), Australia's financial intelligence ...

Property fund management firm loses AFSL

MATTHEW WAI  |  TUESDAY, 15 OCT 2024
... reason(s) behind the cancellation of Aretean Capital's AFSL relate to failing to be an AFCA member; failing to lodge annual compliance certificates on time; failing to comply with a condition of the licence; failing to pay industry funding levies owed ...

ASX listings dwindle as companies abandon public markets

ANDREW MCKEAN  |  FRIDAY, 11 OCT 2024
... are pushing companies to seek private capital. The investment organisation said that stricter regulations, increased compliance requirements, and greater scrutiny from stakeholders are making the public market less attractive. As a result, many companies ...