Search Results | Showing 21 - 30 of 125 results for "CFD" |
| | | ASIC permanently banned a financial adviser who has been advising for 34 years after an investigation found, among other violations, that he misappropriated funds and dealt in derivatives without the proper authorisations. Donald James Cuthbertson ... |
| | | | ... launching legal proceedings against eToro, the regulator said it's going after the top dog in the contract for difference (CFD) market to send a message to the industry about the importance of the design and distribution obligations (DDO). During ... |
| | | | ... proceedings against eToro, alleging breaches of design and distribution obligations regarding its contract for difference (CFD) product. The case focuses on the appropriateness of eToro's target market, and the screening test used by the online investment ... |
| | | | Financial advisers from large aligned AFSL groups bear the brunt of complaints, according to the Australian Financial Complaints Authority's data, with several AMP and Insignia Financial practices leading the pack. Modelling of the AFCA data shows ... |
| | | | ... (DDO) failure to take reasonable steps provision, with the order relating to its distribution of contracts for difference (CFD). The stop order prevents the broker from opening trading accounts or dealing in CFDs or margin foreign exchange contracts ... |
| | | | The Australian Financial Complaints Authority (AFCA) has shed light on what it considers systemic shortcomings in the superannuation, investment, and financial advice industries. The AFCA Systemic Issues Insights report identified multiple instances ... |
| | | | ... overnight financing fees charged for such periods may be significant in aggregate and affect the potential to profit from a CFD position, among other risks," it said. ASIC further highlighted issues for single stock CFDs, ETF CFDs and index CFDs retail ... |
| | | | ... conditions on them to stem significant losses seen in 2020. According to Investment Trends, 117,000 people placed at least one CFD or FX trade in 2020; between March and April 2020, more than $774 million was lost trading CFDs, ASIC found. The regulator ... |
| | | | ... Bradford AI leased "Robot 1" to trade on the FX market, using an Australia-based over-the-counter contracts for difference (CFD) broker. Further, the regulator said Finerty carried on a financial services business without an Australian financial services ... |
| | | | ... conditions on them to stem significant losses seen in 2020. According to Investment Trends, 117,000 people placed at least one CFD or FX trade in 2020; between March and April 2020, more than $774 million was lost trading CFDs, ASIC found. The regulator ... |
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