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Showing 351 - 354 of 354 results for "Australian Financial Services Licence"

APRA licensing process "easier" than AFSL: Littrell

... will find it "easier" than the Australian Securities and Investments Commission's (ASIC) Australian Financial Services Licence (AFSL). "It is difficult to compare our process to ASIC's AFSL work, but my impression is that super funds with good risk management ...

Funds split over need to apply for an AFS licence

Superannuation funds are apparently split on the issue of applying for an Australian Financial Services Licence (AFSL), according to a survey conducted by Towers Perrin of 17 of Australia's largest funds representing over $34 billion in assets and 450,000 ...

Insurance-free insurance brokers wound up

... wind up the affairs of insurance brokers Blundell & Associates for operating without an Australian Financial Services licence or without professional indemnity insurance. The action was taken following an application made by the Australian Securities ...

ASIC obtains permanent orders against investment directors

... unregistered managed investment schemes, and the offering of financial services without an Australian Financial Services Licence (AFSL). "This action has been taken by ASIC to protect the interests of investors and to ensure that schemes which are being ...