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Showing 301 - 310 of 354 results for "Australian Financial Services Licence"

ASIC to cut AFS licence paperwork

ASIC has announced it will introduce changes to its Australian financial services licence (AFSL) application processes that will cut the paperwork needed by more than 50 per cent. Malcolm Rodgers, executive director in Regulation said ASIC has reduced ...

Action against illegal investment schemes on the rise

... The illegal investment schemes are often promoted and run by operators who do not hold an Australian financial services licence. Moreover the investments generally are not registered with ASIC and do not comply with the disclosure requirements designed ...

ASIC completes wind up of SMSF adviser

... orders restraining the PFS Group from conducting a financial business without holding an Australian Financial Services licence (AFSL). Similarly orders were also placed on Shaun White Pty Ltd. ASIC alleged that the PFS Group misled investors to the amount ...

High yield investment scheme operator facing charges

... proceeds for his personal use, operated a financial services business without holding an Australian financial services licence (AFSL), and made false statements during an ASIC investigation. The Commonwealth Director of Prosecutions is handling the court ...

ASIC nabs SMSF adviser

... related companies from carrying on a business related to superannuation without holding an Australian Financial Services Licence (AFSL). The nine other companies include PFS Group, Kaluski White & Associates (Black Gully Road) Ltd, Meridian Event Management ...

ASIC bans SMSF adviser

... managed super fund adviser after it was found the adviser had conducted business without an Australian financial services licence (AFSL) and provided misleading advice to consumers about rolling their superannuation entitlements into self managed superannuation ...

Third operator of early release super scheme punished

... consented to declarations of carrying on a financial services business while not holding an Australian financial services licence. ASIC's permanent injunctions prevent Heard from promoting or maintaining a business related to the early release of superannuation ...

ASIC moves against unlicensed business

... investigation into written advertisements and the operation of business without holding an Australian financial services licence. The written advertisements included recommendations which aimed to influence people to acquire shares in companies which ...

ASIC provides guidance on superannuation calculators

... superannuation calculators' providers who meet certain minimum conditions, do not require an Australian financial services licence with an advice authorisation and, if already licensed do not need to meet the advice conduct and disclosure requirements ...

CPAs release Choice reference guide

... type of information they can provide their clients about Choice when they do not hold an Australian Financial Services Licence. If users find CPA Australia's guide is not comprehensive enough the material contains a list of sources where additional informational ...